Citation Nr: 0005579 Decision Date: 03/01/00 Archive Date: 03/14/00 DOCKET NO. 98-17 974A ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Cleveland, Ohio THE ISSUE Entitlement to Dependency and Indemnity Compensation (DIC) benefits under the provisions of 38 U.S.C.A. § 1151 (West 1991 & Supp. 1998) for the cause of the veteran's death. REPRESENTATION Appellant represented by: Disabled American Veterans ATTORNEY FOR THE BOARD R. M. Panarella, Associate Counsel INTRODUCTION The veteran served on active duty from April 1953 to April 1955. He died in April 1997. The appellant is his widow. This matter comes before the Board of Veterans' Appeals (BVA or Board) on appeal from the June 1998 rating decision of the Department of Veterans Affairs (VA) Regional Office in Cleveland, Ohio (RO). FINDING OF FACT There is no competent medical evidence linking the veteran's cause of death to medical treatment administered by the VA. CONCLUSION OF LAW The claim of entitlement to DIC benefits under the provisions of 38 U.S.C.A. § 1151 (West 1991 & Supp. 1998) for the cause of the veteran's death is not well grounded. 38 U.S.C.A. § 5107(a) (West 1991). REASONS AND BASES FOR FINDINGS AND CONCLUSION The appellant believes that the veteran's death was a result of VA medical treatment during his hospitalization in March and April 1997. Specifically, she claims that the veteran received an overdose of Heparin which led to his death. The Certificate of Death states that the veteran died on April [redacted], 1997 and identifies the cause of death as metastatic lung cancer. It lists underlying causes as pneumonia and endocarditis-methicillin resistant staph aureus. A claimant of DIC benefits is entitled to service connection for cause of death if a service-connected or compensable disability caused, hastened, or substantially and materially contributed to the veteran's death. See 38 U.S.C.A. § 1310(b) (West 1991). When a veteran dies as the result of training, hospital care, medical or surgical treatment, or an examination furnished by the VA, compensation shall be awarded in the same manner as if such death were service- connected. See 38 U.S.C.A. § 1151 (West 1991 & Supp. 1998); 38 C.F.R. § 3.358 (1999). For claims filed prior to October 1, 1997, an appellant is not required to show fault or negligence in medical treatment. Essentially, all additional disability resulting from VA treatment, except for a few narrowly prescribed exceptions, may be compensated under 38 U.S.C.A. § 1151. See Brown v. Gardner, 115 S.Ct. 552 (1994). However, for claims filed on or after October 1, 1997, the appellant must show that the VA treatment in question resulted in additional disability and that the proximate cause of the disability was carelessness, negligence, lack of proper skill, error in judgment, or similar instance of fault on VA's part in furnishing the medical or surgical treatment, or that the proximate cause of additional disability was an event which was not reasonably foreseeable. See VAOPGCPREC 40-97; 38 U.S.C.A. § 1151 (West 1991 & Supp. 1998). The appellant's claim in this case was filed in December 1997. In determining that additional disability exists, the veteran's physical condition immediately prior to the disease or injury upon which the claim for compensation is based will be compared with the subsequent physical condition resulting from the disease or injury. See 38 C.F.R. § 3.358(b)(1) (1999). Compensation will not be payable for the continuance or natural progress of diseases or injuries for which the hospitalization or treatment was authorized. See 38 C.F.R. § 3.358(b)(2) (1999). The appellant must show that additional disability is actually the result of such disease or injury or an aggravation of an existing disease or injury suffered as the result of hospitalization or medical treatment and not merely coincidental therewith. The mere fact of aggravation alone will not suffice to make the disability compensable in the absence of proof that it resulted from disease or injury or an aggravation of an existing disease or injury suffered as the result of training, hospitalization, an examination, or medical or surgical treatment. See 38 C.F.R. § 3.358(c)(1), (2) (1999). Further, compensation is not payable for the necessary consequences of medical or surgical treatment properly administered with the express or implied consent of the veteran. Necessary consequences are those which are certain to result from, or were intended to result from, the examination or treatment administered. See 38 C.F.R. § 3.358(c)(3) (1999). The threshold question for the Board, however, is whether the appellant has presented a well-grounded claim. A well- grounded claim is one that is plausible, capable of substantiation or meritorious on its own. See 38 U.S.C.A. § 5107(a) (West 1991); Murphy v. Derwinski, 1 Vet App. 78, 81 (1990). Competent medical evidence is required where the determination involves medical causation or a medical diagnosis. See Grottveit v. Brown, 5 Vet.App. 91, 93 (1993). In the absence of evidence of a well-grounded claim, there is no duty to assist the appellant in developing the facts pertinent to her claim, and the claim must be denied. See Epps v. Gober, 126 F.3d 1464, 1467-68 (1997). In the present case, the veteran was admitted for his final VA hospitalization in March and April 1997 due to complaints of left arm swelling and tenderness for several days. He was hospitalized for intravenous anticoagulation due to a finding of upper extremity deep vein thrombosis. His other relevant diagnoses during admission included metastatic lung cancer, Trousseau's syndrome, disseminated intravascular coagulation, arteriothrombosis of the left arm and leg, and methicillin resistant staph aureus bacteremia with possible endocarditis. Diagnostic testing also disclosed the presence of a current cerebrovascular accident and old infarcts of the brain. In addition, the veteran had anemia, guaiac positive stool, and post-obstructive pneumonia. During his hospitalization, the veteran was placed on intravenous Heparin. An incident report in the latter part of March 1997 noted that a nurse incorrectly adjusted the Heparin drip rate. An order to increase the Heparin dose had been called in, but was not adjusted until five hours later. The incident was classified as requiring minimal or no medical or nursing intervention, and as being expected to cause no medical sequelae. Another entry a few days later noted that the veteran did not receive Heparin for a prolonged period of time during a transfer to another facility. In April, the veteran's condition deteriorated with the onset of Rousseau's syndrome, disseminated intravascular coagulation, endocarditis, and post-obstructive pneumonia. It was noted that the veteran's family was aware of the risks and that prognosis was poor. The family agreed with the decision not to pursue aggressive treatment of the disseminated intravascular coagulation and the veteran died. A May 1997 letter from a VA physician serving as Chief, Hematology and Oncology Section of the Cincinnati VA Medical Center stated that the veteran was believed to have a possible carcinoma of the lung due to abnormal chest films in October and November 1996. Subsequent CT scans showed possible metastatic disease of the liver and bone. The veteran also had problems with recurrent deep vein thrombosis, requiring anticoagulation and an inferior vena cava filter to control blood clots. A liver biopsy in February 1997 confirmed metastatic adenocarcinoma. During hospitalization, the veteran presented with the symptoms of accelerated blood clotting in the presence of an adenocarcinoma, known as Trousseau's syndrome. He continued to have problems with recurrent thrombosis and subsequently developed severe sepsis and died. The autopsy report of April 1997 recorded a medical history of lung tumor diagnosed in December 1996 with metastases to the liver and vertebral body, an acute upper intestinal bleed in August 1996 with antrectomy, episodes of deep vein thrombosis of the lower extremities in October and November 1996, and upper extremity deep vein thrombosis in March 1997. Upon autopsy, objective findings included a metastatic tumor of the lung, emphysema of the upper lobes of the lungs, bronchopneumonia of both lungs, an ulcerated lesion of the gastrointestinal tract, metastatic nodules of the liver and musculoskeletal system, thrombi in the femoral vein, and gangrene of the left upper and lower extremities. The preliminary cause of death was attributed to extensive metastatic disease complicated by endocarditis and bilateral bronchopneumonia. Based upon a review of all of the medical evidence of record, the Board finds that there is no competent medical opinion, or other evidence, of a nexus between the veteran's cause of death and any incident of VA treatment, including the dispensing of medication. The record shows that the veteran did not receive an increase in his Heparin dosage for a few hours on one occasion and that he did no receive Heparin for several hours on another occasion. However, there is no medical evidence that these incidents caused an increase in disability or led to the veteran's death. See 38 C.F.R. § 3.358 (1999). In fact, the immediate cause of the veteran's death has been identified as metastatic lung cancer and complications due to infection and pneumonia. The record shows that the veteran was chronically ill and that his health was severely compromised by several life- threatening disabilities. The opinion of the VA physician suggests that the veteran's death was a natural progression of these disabilities. While the appellant believes that the veteran died due to VA negligence, as a lay person, she may not provide evidence of medical causation. Espiritu v. Derwinski, 2 Vet.App. 492, 494-95 (1992). Accordingly, in the absence of a nexus or link between the cause of the veteran's death and VA treatment, the Board must deny the appellant's claim as not well grounded. Having found the claim not well grounded and being unaware of any additional relevant evidence, the VA has no further duty to assist the appellant in developing the record. McKnight v. Gober, 131 F.3d 1483, 1484-85 (Fed. Cir. 1997). ORDER Evidence of a well-grounded claim not having been submitted, entitlement to DIC benefits under the provisions of 38 U.S.C.A. § 1151 for the cause of the veteran's death is denied. RAYMOND F. FERNER Acting Member, Board of Veterans' Appeals