Citation Nr: 0007418 Decision Date: 03/20/00 Archive Date: 03/23/00 DOCKET NO. 98-12 262 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Montgomery, Alabama THE ISSUES 1. Entitlement to service connection for right ear hearing loss. 2. Entitlement to a compensable evaluation for left ear hearing loss disability, on appeal from the initial grant of service connection. 3. Entitlement to an evaluation in excess of 10 percent for psoriasis, on appeal from the initial grant of service connection. 4. Entitlement to a compensable evaluation for residuals of a small chip fracture at the base of the proximal phalanx of the left thumb, on appeal from the initial grant of service connection. 5. Entitlement to a compensable evaluation for residuals of a right thumb injury, on appeal from the initial grant of service connection. 6. Entitlement to a compensable evaluation for left ankle strain, on appeal from the initial grant of service connection. REPRESENTATION Appellant represented by: The American Legion ATTORNEY FOR THE BOARD Nancy R. Kegerreis INTRODUCTION The veteran served on active duty from May 1973 to October 1996. This matter comes before the Board of Veterans' Appeals (Board) from a December 1997 rating decision by the Department of Veterans Affairs (VA) Regional Office (RO) in Nashville, Tennessee, which denied service connection for right ear hearing loss and awarded service connection for the disabilities noted above at the stated evaluations. The issue of entitlement to higher evaluations for residuals of left and right thumb injuries and left ankle strain are the subject of the remand herein. FINDINGS OF FACT 1. The veteran does not have a current right ear hearing loss disability, and his claim of entitlement to service connection is not plausible. 2. The veteran has normal hearing in the right ear and level I hearing in the left ear. 3. The veteran's psoriasis is manifested by typical psoriatic changes on his fingers, hands, and both shoulder areas, with a few spots on the abdomen and both knees, without evidence of bleeding or cracking. CONCLUSIONS OF LAW 1. The claim of entitlement to service connection for right ear hearing loss disability is not well grounded. 38 U.S.C.A. § 5107(a) (West 1991); 38 C.F.R. § 3.385 (1999). 2. The schedular criteria for a compensable evaluation for a left ear hearing loss have not been met at any time since the initial grant of service connection. 38 U.S.C.A. § 1155 (West 1991); 38 C.F.R. § 4.85, Diagnostic Code 6100 (1999). 3. The schedular criteria for an evaluation in excess of 10 percent for psoriasis have not been met at any time since the initial grant of service connection. 38 U.S.C.A. § 1155 (West 1991); 38 C.F.R. § 4.118, Diagnostic Code 7816 (1999). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS I. Factual Background Service medical records show that the veteran complained of numbness of the left [sic] thumb without trauma in August 1976. An x-ray of the right [sic] thumb showed a benign appearing lucent cystic lesion in the base of the distal phalanx of the thumb. Diagnostic considerations included epidermoid inclusion cyst, a glomus tumor, or an enchondroma. Clinical correlation was recommended. The treatment note assessed tendonitis following bowling, and hot soaks were prescribed. The veteran reported having twisted his left ankle playing ball in November 1976. An x-ray showed no significant abnormality. An Ace wrap and crutches were prescribed. In December 1976, he reported that he jammed his left thumb on ice. X-rays showed a small chip fracture at the base of the proximal phalanx with approximately 45 degree rotation of the fracture fragment, extending into the articular surface. In November 1977, he reportedly fell on his right hand, and an x-ray showed no significant abnormality. On periodic examination in May 1981, significant history recorded a sprained left ankle in 1976, casted and still experiencing weakness. On audiological evaluation, puretone thresholds were as follows: HERTZ 500 1000 2000 3000 4000 RIGHT 5 0 5 5 5 LEFT 10 0 0 15 25 In June 1981, he underwent a dermatological consultation for red, rough, silver-encrusted lesions on the forearms. Psoriasis was diagnosed. Service medical records reflect periodic treatment and evaluations for psoriasis throughout the remainder of his active service. Audiometric examination during service in June 1987 revealed the following pure tone thresholds in decibels: HERTZ 500 1000 2000 3000 4000 RIGHT 5 0 0 0 0 LEFT 20 5 0 15 35 In January 1988, the veteran underwent a civilian dermatological consultation regarding a 10 year history of psoriasis, mainly on the elbows, knees, scalp, and fingers. On examination, the veteran had fairly extensive psoriasis involving the elbows, knees, and all ten fingertips. It was patchy in the scalp. The examiner recommended treatment options. On periodic examination in October 1989, the veteran's puretone thresholds were as follows: HERTZ 500 1000 2000 3000 4000 RIGHT 10 0 0 5 0 LEFT 10 5 5 10 30 In January 1996, the veteran complained of persistent pain in the right thumb at the proximal interphalangeal (PIP) joint after striking it on a wall. Swelling had resolved, but pain with motion remained. X-rays showed no abnormalities. The assessment was soft tissue injury to right thumb PIP. The veteran continued to complain of pain and stiffness, and occupational therapy was undertaken in February 1996. The veteran's separation hearing examination in June 1996 showed pure tone thresholds in decibels as follows: HERTZ 500 1000 2000 3000 4000 RIGHT 15 5 10 15 20 LEFT 10 10 10 25 5 The June 1996 separation examination also noted that he had suffered from psoriasis since 1978 and that treatment with various medications had had fair-to-poor results. The condition, which was located on the elbows, fingertips, shoulders and arms, remained active and was, at that time unresolved. It was reported, as well, that he had sustained a small chip fracture of the proximal phalanx of the left thumb and soreness and loss of strength of the right thumb in 1995, which had been treated with fair results, but which remained unresolved. He had had left ankle weakness since 1977 due to severe ankle strain. The ankle had reportedly been casted for six to eight weeks, without additional treatment required. During VA audiometric examination in October 1997, the veteran reported decreased hearing for approximately five years, with a history of tinnitus, vertigo, and noise exposure from F4 aircraft and aeronautical ground equipment, as well as gunfire twice a year on a small arms range. He had had no medical treatment or surgery involving his ears. Audiometric evaluation indicated pure tone thresholds, in decibels, as follows: HERTZ 500 1000 2000 3000 4000 RIGHT 15 15 10 10 10 LEFT 15 10 10 20 45 The average for the right ear was 11 decibels and for the left ear 21 decibels. Speech audiometry revealed speech recognition ability of 96 percent in the right ear and of 96 percent in the left ear. The examiner stated that the results suggested hearing within normal limits in the right ear and a moderate high-frequency sensorineural hearing loss in the left ear. He commented that these thresholds were believed to represent true organic acuity. A VA general medical examination in October 1997 mentioned that the veteran had retired from the United States Air Force in November 1996. The examiner recorded the veteran's history of sustaining infractions of both ankles in 1987 and infractions of the metacarpal phalangeal joints of both hands in 1995. He reported that he had had psoriasis on his hands, fingers, elbows, shoulders, back, and knees for the past 20 years. The changes of the skin on the chest and the back had disappeared with present treatment. He did have some pain in both hands especially both metacarpal phalangeal joints. He also had some pain in both ankles, with occasional swelling, which prevented him from running. Both the hand and ankle conditions had been treated orthopedically during military service. Examination of the veteran's skin disclosed typical psoriatic changes on fingers, hands, and both shoulder areas, with a few spots on the abdomen and involvement of both knees. There was no blood present, and the lesions were not cracked. Examination of the musculoskeletal system was negative, although he did have pain on dorsal flexion and plantar extension of both ankles. There was no swelling, however, and lateral deviation was possible. Pertinent diagnoses were generalized psoriasis, status post injury and infraction of both ankles; and some pain and osteoarthritis of both metacarpal phalangeal joints. X-rays of the ankles were to be ordered, and they are not of record. II. Legal Analysis A. Service Connection for a Right Ear Hearing Loss Service connection may be granted for diseases or injuries incurred or aggravated while in active service. 38 U.S.C.A. §§ 1110, 1131 (West 1991); 38 C.F.R. § 3.303 (1999). The initial question which must be answered is whether the veteran has presented evidence sufficient to justify a belief by a fair and impartial individual that the claim is well grounded. 38 U.S.C.A. § 5107(a) (West 1991). To be well grounded, a claim must be "plausible;" that is, it must be one which is meritorious on its own or capable of substantiation. Such a claim need not be conclusive, but only possible to satisfy the initial burden of § 5107(a). Epps v. Gober, 126 F. 3d 1464 (1997), adopting the definition in Epps v. Brown, 9 Vet. App. 341, 344 (1996). A claim which is not well grounded precludes the Board from reaching the merits of a claim. Boeck v. Brown, 6 Vet. App. 14, 17 (1993). A well-grounded claim for service connection requires that the veteran present medical evidence of a current disability; medical evidence, or, in certain circumstances, lay evidence, of in-service incurrence or aggravation of a disease or injury; and medical evidence of a nexus or link between the claimed in-service disease or injury and the present disease or injury. Epps v. Gober, 126 F.3d 1464 (1997); Caluza v. Brown, 7 Vet. App. 498, 506 (1995). Hearing loss disability for VA purposes is defined in regulations. Impaired hearing will be considered to be a disability when the auditory threshold in any of the frequencies 500, 1000, 2000, 3000, and 4000 Hertz is 40 decibels or greater; or when the auditory thresholds for at least three of the frequencies 500, 1000, 2000, 3000, or 4000 Hertz are 26 decibels or greater; or when speech recognition scores using the Maryland CNC Test are less than 94 percent. 38 C.F.R. § 3.385 (1999). A review of the veteran's last three audiometric reports, the May 1987 and June 1996 service reports and the VA report of October 1997, shows that none of these examinations disclosed any hearing loss in the right ear which would meet the requirements of 38 C.F.R. § 3.385. Although testing shows an apparent diminishment of right ear hearing acuity in service, the VA examination suggests that hearing in that ear had actually improved somewhat following discharge from service. While hearing acuity at the 1000 decibel level did diminish by 10 decibels, at the 3000 and 4000 levels, there appears to be a slight improvement in overall hearing acuity. Moreover, the VA examiner reported that results of audiometric testing of the right ear suggested hearing within normal limits. The veteran thus has not been found to have a current hearing disability in the right ear. A valid claim requires proof of a current disability. Brammer v. Derwinski, 3 Vet. App. 223, 225 (1992). Accordingly, the evidence does not demonstrate that the claim for service connection for a right ear hearing loss is plausible and the claim must be denied. The Board recognizes that the RO denied the veteran's claim on the merits, whereas the Board has concluded that the claim is not well grounded. The United States Court of Appeals for Veterans Claims has held that when an RO does not specifically address the question whether a claim is well grounded, but proceeds to adjudication on the merits, there is no prejudice to the veteran solely from the omission of the well-grounded analysis. Meyer v. Brown, 9 Vet. App. 425, 432 (1996). B. Claims for Higher Evaluations The veteran has presented well-grounded claims for higher disability evaluations for his service-connected left ear hearing loss and psoriasis. 38 U.S.C.A. § 5107(a) (West 1991). When a claimant has been awarded service connection for a disability and subsequently appeals the RO's initial assignment of a rating for that disability, the claim continues to be well grounded as long as the rating schedule provides for a higher rating and the claim remains open. Shipwash v. Brown, 8 Vet. App. 218, 224 (1995). These claims involve the veteran's dissatisfaction with initial ratings assigned following a grant of service connection. See Fenderson v. West, 12 Vet. App. 119 (1999). This appeal being from the initial rating assigned to a disability upon awarding service connection, the entire body of evidence is for equal consideration. Consistent with the facts found, the rating may be higher or lower for segments of the time under review on appeal, i.e., the rating may be "staged." Id. The veteran filed his claims in September 1997; all VA examinations were accomplished in October 1997; and rating decisions were made in December 1997. The veteran has presented no evidence of treatment for any condition in issue since the initial grant of service connection, and there is no evidence on which to base any change in evaluation during the appeal period. Disability evaluations are administered under the Schedule for Rating Disabilities, which is designed to compensate a veteran for reductions in earning capacity as a result of injury or disease sustained as a result of or incidental to military service. Bierman v. Brown, 6 Vet. App. 125, 129 (1994). In evaluating a disability, the VA is required to consider the average impairment in earning capacity resulting from such diseases and injuries and their residual conditions in civil occupations. 38 U.S.C.A. § 1155; Dinsay v. Brown, 9 Vet. App. 79, 85 (1996). 1. Evaluation of Left Ear Hearing Loss Disability The rating schedule provisions for evaluation of impairment of auditory acuity were amended during the pendency of this appeal, effective June 10, 1999. Where regulations change during the course of an appeal, the Board must determine, if possible, which set of regulations, the old or the new, is more favorable to the claimant and apply the one more favorable to the case. Karnas v. Derwinski, 1 Vet. App. 308, 312-13 (1991). However, where the amended regulations expressly provide an effective date and do not allow for retroactive application, the veteran is not entitled to consideration of the amended regulations prior to the established effective date. Green v. Brown, 10 Vet. App. 111, 116-119 (1997); see also 38 U.S.C.A. § 5110(g) (West 1991) (where compensation is awarded pursuant to any Act or administrative issue, the effective date of such award or increase shall be fixed in accordance with the facts found, but shall not be earlier than the effective date of the Act or administrative issue). In respect to a hearing loss disability, however, in cases where there are no exceptional patterns of hearing impairment, the revised regulations have made no substantive changes to the prior rating criteria. Accordingly, the revised regulations are neither more nor less favorable. The evaluation is the same under either one. Modern pure tone audiometry testing and speech audiometry utilized in VA audiometric clinics are well adapted to evaluate the degree of hearing impairment accurately. Methods are standardized so that the performance of each person can be compared to a standard of normal hearing, and ratings are assigned based on that standard. The assigned evaluation is determined by mechanically applying the rating criteria to certified test results. Lendenmann v. Principi, 3 Vet. App. 345, 349 (1992). Specifically, disability evaluations of defective hearing range from non-compensable to 100 percent based on organic impairment of hearing acuity as measured by the results of controlled speech discrimination tests together with the average hearing threshold level as measured by pure tone audiometry tests in the frequencies of 1,000, 2,000, 3,000 and 4,000 cycles per second. To evaluate the degree of disability for service-connected defective hearing, the rating schedule establishes 11 auditory acuity levels designated from level I, for essentially normal acuity, through level XI, for profound deafness. 38 C.F.R. § 4.85, Diagnostic Code 6100 (1999). In situations where service connection has been granted only for defective hearing involving one ear and the appellant does not have total deafness in both ears, the hearing acuity of the nonservice-connected ear is considered to be normal. 38 C.F.R. §§ 3.383, 4.14 (1999); VAOPGCPREC 32-97. In such situations, a maximum 10 percent evaluation is assignable where hearing in the service-connected ear is at level X or XI. 38 C.F.R. § 4.85, Code 6100. The veteran's service audiometric reports in May 1987 and June 1996 do not show a left ear hearing loss meeting the criteria of 38 C.F.R. § 3.385. However, in October 1997, his left ear hearing loss met the criteria to be considered a disability under VA regulations, with an auditory threshold of 45 at 4000 Hertz. With a puretone average of 21 and speech recognition of 96 percent, Table VI of 38 C.F.R. § 4.85 assigns a designation of Level I to the hearing in the left ear. Since his right ear is not service connected, it is considered to be "normal" at Level I. Under Table VII of 38 C.F.R. § 4.85, Level I hearing in both ears warrants a noncompensable evaluation. There is no evidence on which to base any other evaluation at any time during the appeal period. 2. Rating Higher than 10 Percent for Psoriasis The veteran is currently evaluated at 10 percent for psoriasis under 38 C.F.R. § 4.118, Diagnostic Code 7816. This disorder is rated by analogy to Diagnostic Code 7806, eczema, which provides that with ulceration or extensive exfoliation or crusting, and systemic or nervous manifestations, or an exceptionally repugnant condition, a 50 percent evaluation is warranted. If there is exudation or itching with constant extensive lesions or marked disfigurement, a 30 percent evaluation is warranted. With exfoliation, exudation or itching, if involving an exposed surface or extensive area a 10 percent rating is warranted. The disorder is noncompensable when there is slight, if any, exfoliation, exudation, or itching on a nonexposed surface or small area. The veteran's service medical records document treatment for psoriasis over a long period of time. It has involved his hands, fingers, elbows, shoulders, back, and knees. On VA examination in December 1997, changes of the skin on the chest and the back were noted to have disappeared with treatment. Examination did reveal typical psoriatic changes on his fingers, hands, and both shoulder areas, with a few spots on the abdomen and both knees. None of the lesions were bleeding or cracked. Since the veteran has not been noted to have exudation, constant itching, extensive lesions, or marked disfigurement, his disability does not meet the criteria for a 30 percent disability evaluation. Accordingly, there is no basis for a rating higher than 10 percent at any time since the initial grant of service connection. In regard to both of the veteran's claims for higher evaluations, the Board has also considered the applicability of the reasonable doubt doctrine, but finds that, since there is no approximate balance of positive and negative evidence with respect to any of these issues, the doctrine is not applicable. 38 U.S.C.A. § 5107(b). ORDER Service connection for a right ear hearing loss is denied. A compensable evaluation for a left ear hearing loss since the initial grant of service connection is denied. An evaluation in excess of 10 percent for psoriasis since the initial grant of service connection is denied. REMAND For the application of the rating schedule, accurate and fully descriptive medical examinations are required. Each disability, therefore, must be considered in relation to its history. 38 C.F.R. § 4.1 (1999). The October 1997 VA examiner recorded an inaccurate history regarding the veteran's left thumb, right thumb, and left ankle disabilities. In particular, the examiner noted fractures to all joints involved. Service medical records reflect a chip fracture only of the left thumb. The examiner diagnosed arthritis of the metacarpal phalangeal joints, without saying which metacarpal phalangeal joints, and the diagnosis was apparently without benefit of x-rays, as no x- rays of the hands were ordered. There were no examination findings relating to the left or right thumb. The examiner ordered ankle x-rays, which are not of record, and the examiner diagnosed status post infraction (i.e., fracture) of the ankle, which is, as noted above, unsupported in the service medical records. It is incumbent upon the rating board to return examination reports as inadequate for evaluation purposes if a diagnosis is not supported by findings on the report or if the report does not contain sufficient detail. See 38 C.F.R. § 4.2 (1999). The October 1997 VA examination report contains diagnoses based on unsupported history and unaccompanied by physical findings or x-ray studies. The RO evaluated the veteran's service connected left and right thumb disabilities as ankylosis, notwithstanding that the examination report provided no information relevant to the criteria for evaluating ankylosis (see 38 C.F.R. § 4.71a, notes regarding classifying the severity of ankylosis of individual fingers). Whether the veteran has had any treatment for any of these conditions since his separation from service should be determined, and his medical records of such treatment should be associated with the claims file. Accordingly, as the Board lacks sufficient information to evaluate the bilateral thumb disabilities or the left ankle disability, the claims must be remanded for the following: 1. Ask the veteran for the names and addresses, and for appropriate releases, for any medical care provider from whom he has received treatment for his left or right thumb disorders or his left ankle disorder since November 1996. Request the veteran's actual treatment records from any such provider. If VA treatment is indicated, obtain his VA treatment records and associate them with the file. If any request for private treatment records is unsuccessful, notify the veteran and his representative, so that he may present the records himself, in keeping with his ultimate responsibility to present evidence in support of his claim. 38 C.F.R. § 3.159(c) (1999). Associate all records received with the claims file. 2. Obtain and associate with the claims file the report of any x-rays taken in connection with his December 1997 VA examination. 3. Schedule the appellant for a VA examination of his left and right thumb and his left ankle. The examiner is to review the claims file, including the service medical records, to assure that the examiner is familiar with the history of injury and type of injury shown in the service medical records to these joints. With respect to each joint in issue, the examiner is asked to provide ranges of motion, stating what normal range of motion would be. If there is any limitation of motion, all objective indications of pain, muscle spasm, or swelling are to be noted. Whether any addition functional loss is likely with pain on use or during flare-ups should be indicated, and the extent of such limitation should be stated. Whether there is ankylosis of any joint is to be addressed, and, with respect to the thumbs, if there is ankylosis, whether motion is possible to within two inches of the median transverse fold of the palm is to be stated. If a diagnosis of arthritis of any joint in issue is given, the examiner should state the basis for the diagnosis and whether it is related to the in-service injury. All necessary tests should be done, and the results should be reviewed prior to completion of the examination report. 4. Thereafter, the RO should review the claims folder and examination reports. If the report is inadequate, return it for correction of any inadequacy before proceeding. Then, readjudicate the claims of entitlement to higher evaluations on appeal from the initial grant for the left and right thumb disorders and the left ankle disability. Consideration should be given to whether staged ratings are appropriate. If any benefit on appeal remains denied, provide the veteran and his representative a supplemental statement of the case, and allow an appropriate period for response. Thereafter, subject to current appellate procedures, the case should be returned to the Board for further appellate consideration, if appropriate. The veteran need take no further action until he is further informed. The purpose of this REMAND is to obtain additional medical information. No inference should be drawn regarding the final disposition of the claim as a result of this action. The appellant has the right to submit additional evidence and argument on the matter or matters the Board has remanded to the regional office. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment by the RO. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See The Veterans' Benefits Improvements Act of 1994, Pub. L. No. 103-446, § 302, 108 Stat. 4645, 4658 (1994), 38 U.S.C.A. § 5101 (West Supp. 1999) (Historical and Statutory Notes). In addition, VBA's Adjudication Procedure Manual, M21-1, Part IV, directs the ROs to provide expeditious handling of all cases that have been remanded by the Board and the Court. See M21-1, Part IV, paras. 8.44- 8.45 and 38.02-38.03. J. SHERMAN ROBERTS Member, Board of Veterans' Appeals