BVA9501640 DOCKET NO. 93-01 987 ) DATE ) ) On appeal from the decision of the Department of Veterans Affairs Regional Office in Denver, Colorado THE ISSUES 1. Entitlement to a disability rating in excess of 10 percent for right ankle disability. 2. Whether new and material evidence has been submitted to reopen a claim for service connection for psychiatric disability. REPRESENTATION Appellant represented by: Colorado Department of Social Services WITNESS AT HEARING ON APPEAL Appellant ATTORNEY FOR THE BOARD Margaret L. Peak, Associate Counsel INTRODUCTION The veteran had active service from February 1965 to December 1968. This matter came before the Board of Veterans' Appeals (Board) on appeal from decisions of the Department of Veterans Affairs (VA) Regional Office (RO) in Denver, Colorado. The claim is now ready for appellate review. CONTENTIONS OF APPELLANT ON APPEAL The veteran contends that his right ankle disability has worsened, that it is painful and unstable, causing him to fall frequently, and that after standing or walking for five or six hours he is incapacitated for three days. He maintains that his claim for service connection for psychiatric disability should be reopened and allowed based on the submission of current treatment records. He claims that he had auditory hallucinations while in service, and that he was misdiagnosed as having a personality disorder. DECISION OF THE BOARD The Board, in accordance with the provisions of 38 U.S.C.A. § 7104 (West 1991), has reviewed and considered all of the evidence and material of record in the veteran's claims file. Based on its review of the relevant evidence in this matter, and for the following reasons and bases, it is the decision of the Board that the preponderance of the evidence is against a disability rating in excess of 10 percent for residuals of a right ankle fracture, and that no new and material evidence has been submitted to reopen a claim for service connection for an acquired psychiatric disorder. FINDINGS OF FACT 1. All relevant evidence necessary for equitable disposition of the veteran's claims has been obtained by the RO. 2. Malunion of the right os calcis has produced no more than moderate deformity, and the resulting limitation of motion is no more than moderate at this time. 3. No unusual or exceptional disability factors have been presented. 4. The RO denied service connection for an acquired psychiatric disorder in May 1973; no basis to reopen the claim was found in Board decisions in 1987 and 1990, or in the January 1992 decision of the RO. 5. Evidence submitted since the 1973 denial of service connection consists of records of treatment from 1971 to the present for substance abuse and psychiatric disorders variously diagnosed as well as the veteran's testimony at personal hearings held at the RO in 1984 and 1993. 6. The evidence submitted since the most recent decision on the merits is cumulative and redundant of previously considered records, and does not provide a reasonable possibility that when it is viewed with the entire record the outcome will be altered. CONCLUSIONS OF LAW 1. The criteria for a disability rating in excess of 10 percent for residuals of a fracture of the right os calcis with arthritic changes have not been met. 38 U.S.C.A. § 1155 (West 1991); 38 C.F.R. §§ 3.321(b), 4.1, 4.2, 4.3, 4.7, 4.41, 4.42, Part 4, Codes 5003, 5271, 5273 (1993). 2. Evidence submitted to reopen a claim for service connection for an acquired psychiatric disorder is not new and material and the claim is not reopened. 38 U.S.C.A. § 5108, (West 1991); 38 C.F.R. § 3.156(a) (1993). REASONS AND BASES FOR FINDING AND CONCLUSION The veteran is seeking a disability rating in excess of 10 percent for right ankle disability, classified as residuals of a fractured right os calcis with arthritic changes and service connection for psychiatric disability. As an initial matter, the Board finds his claims to be "well-grounded" within the meaning of 38 U.S.C.A. § 5107(a) (West 1991). That is, he has presented claims that are not implausible. Murphy v. Derwinski, 1 Vet.App. 78 (1990). In general, an allegation of increased disability is sufficient to establish a well-grounded claim seeking an increased rating. Proscelle v. Derwinski, 2 Vet.App. 629 (1992). The Board is also satisfied that all relevant facts have been properly developed and that no further assistance to the veteran is required to comply with the duty to assist him mandated by 38 U.S.C.A. § 5107(a) (West 1991). I. Increased Rating The veteran is seeking a disability rating in excess of 10 percent for residuals of a fracture of the right os calcis with arthritic changes. In accordance with 38 C.F.R. §§ 4.1, 4.2, 4.41 and 4.42 (1993) and Schafrath v. Derwinski, 1 Vet.App. 589 (1991), the Board has reviewed the service medical records and all other evidence of record pertaining to the history of right ankle. The Board has found nothing in the historical record that would lead it to conclude that the current evidence of record is not adequate for rating purposes. Moreover, the Board is of the opinion that this case presents no evidentiary considerations that would warrant an exposition of the remote clinical histories and findings pertaining to the disability at issue. In September 1969, the veteran was granted service connection for residuals of a fractured right ankle from the time of his separation from service in December 1968. The disorder was rated as noncompensably disabling until 1975. Arthritic changes were found in the ankle in 1975, and the rating was increased to 10 percent. The veteran has made numerous claims for an increased rating since then, however, the rating has remained at 10 percent. His most recent request to increase his rating was received in April 1991. The RO denied the claim in the January 1992 action herein appealed. At his hearing on appeal, the veteran claimed that his ankle disability had worsened. He stated that the ankle was painful and unstable, causing him to fall frequently. He stated that after five or six hours of walking or standing, he was unable to walk on the ankle for three days. Transcript of Hearing at 6 (Feb. 25, 1993). Following the hearing, the RO scheduled the veteran for an orthopedic examination. The veteran was unable to appear for this examination until August 1994. At that time, he complained that his feet would ache after walking for eight hours. He stated that he took Tylenol, which helped. On physical examination there was slight enlargement in the posterior medial inferior malleolus of the right ankle. Range of motion was described as within normal limits. Dorsiflexion was to 20 degrees, and plantar flexion was to 40 degrees, with symmetrical eversion. There was no pain on direct compression of the ankle. The veteran's gait was within normal limits with symmetrical swing and stance phase. He exhibited good ankle, knee, and hip motion. The old, healed calcaneal fracture appeared unchanged on X-ray, and there was no change in the degenerative disease. Following review of this report, the RO confirmed and continued the denial of an increased rating for right ankle disability. The Board agrees. Disability ratings are determined by applying the criteria set forth in the VA Schedule for Rating Disabilities (Rating Schedule), found in 38 C.F.R. Part 4 (1993). The Board attempts to determine the extent to which the veteran's service connected disability adversely affects his ability to function under the ordinary conditions of daily life, and the assigned rating is based, as far as practicable, upon the average impairment of earning capacity in civil occupations. 38 U.S.C.A. § 1155; 38 C.F.R. §§ 4.1, 4.10 (1993). Here, the RO has rated the veteran's disability as residuals of a right os calcis fracture with arthritic changes under Diagnostic Code (DC) 5273 of the Rating Schedule. That code refers to malunion of the os calcis or astragalus. The ratings are, 10 percent for moderate deformity, and 20 percent for marked deformity. When the veteran's ankle was first rated as 10 percent disabling, it was due to arthritis, established by X-ray findings, that was attributed to the original fracture. Traumatic arthritis is rated as for degenerative arthritis, which is rated on the basis of limitation of motion of the affected joint. 38 C.F.R. Part 4, Codes 5010, 5003. Limitation of motion of the ankle is rated under DC 5271, as 10 percent disabling when moderate, and 20 percent disabling when marked. Where there is a question as to which of two evaluations is to be applied, the higher evaluation will be assigned if the disability picture more nearly approximates the criteria required for that rating. Otherwise, the lower rating will be assigned. 38 C.F.R. § 4.7. Here, reference to the report of the most recent VA examination of the veteran's ankle shows that neither marked deformity, nor marked limitation of motion is present. In fact, the examiner described the range of motion in that joint as within normal limits. Therefore, the 10 percent rating is correct for the present time. There is no indication in the record that the current schedular evaluation for residuals of a right os calcis fracture with arthritic changes is inadequate to evaluated the impairment of the appellant's earning capacity due to the disability at issue, and it does not present such an exceptional or unusual disability picture as to render impractical the application of the regular schedule of standards. Therefore, the provisions of 38 C.F.R. § 3.321 relating to extraschedular evaluations are not applicable here. The Board has also considered all other potentially applicable provisions of 38 C.F.R. Parts 3 and 4, whether or not they have been raised by the veteran, as required by Schafrath v. Derwinski, 1 Vet.App. 589 (1991). The Board finds no section that provides a basis upon which to assign a higher disability evaluation. II. New and Material Evidence to Reopen a Claim for a Psychiatric Disorder. The remaining issue is whether the veteran has submitted new and material evidence to reopen a previously denied claim for service connection for acquired psychiatric disability. The veteran's original claim was received in 1969, and was for injuries to both ankles. Review of his service medical records showed that he was treated for various physical ailments, including the ankle fracture discussed earlier. He also had one episode of acute anxiety or depression, for which he was psychologically evaluated. The diagnosis given in 1965 was, personality, inadequate, chronic, moderate, manifested by lack of capacity to profit from past experiences and in dealing with minor stressful situations. His predisposition for such a personality disorder was found to be "[m]arked, with a longitudinal background history of inadequate responses to normal social demands and in relationship to employment." No further indication of psychiatric complaints or findings is found in subsequent service medical records. The veteran's first explicit claim for service connection for "mental problems 1966-67, nervous condition" was received in December 1971. He failed to report for the examination first scheduled, so the first post-service VA psychiatric examination is from April 1973. At that time, he stated that he had been treated at a mental health clinic for two years as an outpatient, and was taking Thorazine and Mellaril with some good effect. A neurological examination was "essentially negative." The examining neuropsychiatrist concluded that the diagnosis of inadequate personality made in service was not strictly correct, but that the veteran did suffer from a personality disorder. The more correct diagnosis was thought to be schizoid personality. The veteran was described as very introspective and withdrawn, having very poor interpersonal relationships and a tendency to autistic thinking. In the May 1973 rating decision, the RO stated that the veteran's nervous condition was considered a constitutional or developmental abnormality, and service connection was denied for schizoid personality. He was notified of this decision by letter dated May 24, 1973. No notice of disagreement with that decision was filed, and it was not until April 1975 that he sought to reopen the claim. A claimant has one year in which to file a notice of disagreement. If none is received in that period, the RO's decision becomes final. 38 U.S.C.A. § 7105(b),(c) (West 1991). If new and material evidence is presented or secured with respect to a claim that has been disallowed, then the claim will be reopened and its former disposition reviewed. 38 C.F.R. § 5108. "New and material evidence" means evidence not previously submitted to agency decision makers which bears directly and substantially upon the specific matter under consideration, which is neither cumulative nor redundant, and which by itself or in connection with evidence previously assembled is so significant that it must be considered in order to fairly decide the merits of the claim. 38 C.F.R. § 3,156(a). Further, the United States Court of Veterans Appeals, in Colvin v. Derwinski, 1 Vet.App. 171, 174 (1991), held that material evidence will provide a "reasonable possibility" that when it is viewed with the entire record, the outcome will be altered. Since the May 1973 denial of service connection for a nervous disorder, the veteran has made numerous applications to reopen the claim. Twice he has appealed RO findings of no new and material evidence to this Board. In a 1987 decision, the Board found that the May 1973 decision of the RO was well supported by the evidence then of record, and that evidence received since then did not change the material facts on which it was based. That evidence included reports of examinations, hospitalizations and outpatient treatment all of which took place subsequent to 1973. The Board noted that while the record was amplified and expanded by the submission of these records, no specific finding of acquired psychiatric disability had been made during service, and the earliest documented findings of an acquired psychiatric disorder after service took place after the termination of the appropriate presumptive period. The veteran's testimony at his first hearing on appeal was considered, however, it was his statement at that hearing that the first treatment he received after service was 18 months to two years later. Transcript of Hearing at 3 (Aug. 7, 1984). A subsequent attempt to reopen the claim was denied by the RO, and upheld by the Board in a decision of January 1990. The evidence submitted to reopen the claim consisted of reports of hospitalizations from 1987 on, and did not tend to show the development or worsening of acquired psychiatric disability in service or within a year thereafter. The most recent request to reopen this claim was received in April 1991. Since then the veteran has submitted records of hospitalizations and outpatient treatment from 1990 to 1993, and testified at a second hearing at the RO in February 1993. From these records it is amply clear that the veteran presently suffers psychiatric disability. However, none of the evidence submitted, with the exception of the veteran's personal testimony, ties the onset of acquired psychiatric disability to his period of service or within a year thereafter. At his hearing, the veteran asserted that the diagnosis of personality disorder in service was incorrect, Transcript of Hearing at 3 (Feb. 25, 1993), and that he experienced an acquired mental disease and incompetence both in the service and immediately thereafter. The United States Court of Veterans Appeals (Court) has noted that lay evidence, such as a veteran's sworn testimony, may not be summarily disregarded, and, unless sufficiently rebutted, may serve to place the evidence in relative equipoise, thus entitling the veteran to the benefit of the doubt. Cartright v. Derwinski, 2 Vet.App. 24, 25, (1991). However, the unsupported assertion of a lay person as to medical causation can have no probative value, since lay persons are not competent to offer medical opinions. Espiritu v. Derwinski, 2 Vet.App. 492 (1992). Lay evidence is useful only insofar as it describes a veteran's symptoms, which may then be analyzed by appropriate medical authority. Here, the veteran's assertions as to the nature and onset of acquired psychiatric disability are not supported by the medical records. From a review of the veteran's statements and testimony in his own behalf, it appears that he believes the denials of his claim constitute a denial by the VA that he suffers psychiatric disability. However, the fact of this disability is not in question. The record shows that he claims to have been found disabled by reason of schizophrenia by the Social Security Administration (SSA), and has been receiving disability benefits from that agency since 1974. The Board has not sought the records upon which SSA based its decision because there is nothing in the record to suggest that they would be any more pertinent to the veteran's claims than those which are already of record. What remains fatal to his claim is the absence of a diagnosis of acquired psychiatric disability in service, or a showing of the manifestation of acquired psychiatric disability within a year thereafter. As noted earlier, in order to reopen previously denied claims, a veteran must submit new and material evidence; that is, evidence that is not merely cumulative of other evidence in the record, is relevant to and probative of the issues at hand, and is of sufficient weight to present a responsible possibility that the new evidence, when viewed in conjunction with the old, would change the outcome. Sklar v. Brown, 5 Vet.App. 140, 145 (1993); Cox v. Brown, 5 Vet.App. 95, 98 (1993); Colvin v. Derwinski, 1 Vet.App. 1171, 174 (1991). The evidence presented is no more than cumulative, and therefore, the request to reopen the claim remains denied. ORDER The claim for a disability rating in excess of 10 percent for a right ankle disability is denied. The evidence submitted to reopen a claim for service connection for an acquired psychiatric disorder is not new and material, and the request to reopen is denied. ROBERT E. SULLIVAN Member, Board of Veterans' Appeals (CONTINUED ON NEXT PAGE) The Board of Veterans' Appeals Administrative Procedures Improvement Act, Pub. L. No. 103-271, § 6, 108 Stat. 740, ___ (1994), permits a proceeding instituted before the Board to be assigned to an individual member of the Board for a determination. This proceeding has been assigned to an individual member of the Board. NOTICE OF APPELLATE RIGHTS: Under 38 U.S.C.A. § 7266 (West 1991), a decision of the Board of Veterans' Appeals granting less than the complete benefit, or benefits, sought on appeal is appealable to the United States Court of Veterans Appeals within 120 days from the date of mailing of notice of the decision, provided that a Notice of Disagreement concerning an issue which was before the Board was filed with the agency of original jurisdiction on or after November 18, 1988. Veterans' Judicial Review Act, Pub. L. No. 100-687, § 402 (1988). The date which appears on the face of this decision constitutes the date of mailing and the copy of this decision which you have received is your notice of the action taken on your appeal by the Board of Veterans' Appeals.