Citation Nr: 0000439 Decision Date: 01/06/00 Archive Date: 01/11/00 DOCKET NO. 98-07 098A ) DATE ) ) On appeal from the Department of Veterans Affairs (VA) Regional Office (RO) in Pittsburgh, Pennsylvania THE ISSUE Entitlement to a higher initial rating for headaches due to head injury, currently rated as 10 percent disabling. REPRESENTATION Appellant represented by: Disabled American Veterans ATTORNEY FOR THE BOARD Mary C. Suffoletta, Associate Counsel INTRODUCTION The veteran had active service from June 1975 to June 1978, from October 1979 to November 1979, and from March 1980 to March 1982. This matter comes to the Board of Veterans' Appeals (Board) from an August 1997 RO rating decision that granted service connection for residuals of head injury, including headaches, and assigned a 10 percent evaluation under diagnostic code 8045-9304, effective from April 1991. The veteran submitted a notice of disagreement in October 1997, and the RO issued a statement of the case in April 1998. Correspondence from the veteran's representative submitted in July 1998 has been accepted as a substantive appeal. FINDING OF FACT The veteran's headaches due to head injury are manifested primarily by constant dull headaches, described as a throbbing pain at the right temple and radiating to the top of the veteran's head; dementia due to head trauma is not found. CONCLUSION OF LAW The criteria for an evaluation in excess of 10 percent for headaches due to head injury have not been met. 38 U.S.C.A. §§ 1155, 5107 (West 1991); 38 C.F.R. §§ 3.103, 4.7, 4.124a, diagnostic codes 8045, 9304 (1999). REASONS AND BASES FOR FINDING AND CONCLUSION A. Factual Background The veteran had active service from June 1975 to June 1978, from October 1979 to November 1979, and from March 1980 to March 1982. Service medical records show that the veteran was brought to the emergency room for a fainting spell in September 1976. The veteran reported that he had a head injury during "Reforger." Service medical records show that the veteran was treated for headache pain in November 1976. VA medical records show that the veteran underwent a neurological evaluation in September 1991. He reported that he had suffered a head injury in service when he was crushed between a trailer and truck. The veteran reported that, since then, he has had severe headaches, poor memory, and a violent disposition. The veteran also reported having nausea, unilateral right-sided pain, "white out" of vision, dizziness, and syncope when pain was especially severe. The examiner's impression was post-traumatic syndrome. VA medical records show that the veteran was admitted to a neurology clinic for evaluation of his blacking-out spells in September 1992. A report of an electromyography (EMG) conducted at that time notes that the veteran had a history of head injury. Nerve conduction studies were consistent with polyneuropathy, primarily demyelinating, of unknown etiology. There was also evidence of a radial nerve injury on the right. The veteran was diagnosed with syncope of unknown etiology; chronic headaches secondary to head trauma; and right hand weakness secondary to possible brachial plexus injury. A medical report by Dr. William A. Illingworth, III, dated in March 1996, notes that the veteran's seizure disorder and headaches have caused him to be unable to work. The veteran underwent a VA examination in June 1996. He reported that, in September 1976, his head was bumped against a protruding hook with laceration to his right temple, and that he was knocked unconscious. The veteran reported that he awoke in a hospital. He later returned to active duty and soon thereafter began having episodes of blacking out. The veteran reported constant headaches, described as a throbbing pain in his right temple and radiating to the top of his head. Upon examination, there was a small well-healed scar buried near the hairline on his right temple. The remainder of his Neuro-examination was entirely normal. The veteran was diagnosed with post-traumatic vascular headache and syncope of unknown etiology. Testimony of the veteran at a hearing in January 1997 was to the effect that he sustained a head injury while serving with the 504 Maintenance Company. The veteran testified that there was a truck and trailer, and that he was assisting in holding the weight on the trailer while another unhooked the trailer from the truck. The trailer was not properly locked, and the veteran was knocked to the back of the truck and was knocked unconscious. When he awoke, the veteran was in a field hospital; he was later transferred to an Army hospital in Germany. The veteran testified that he has had headaches and fainting spells ever since then, and that he has been hospitalized at times for headache pain. In August 1997, the Board granted service connection for headaches as a residual of head injury. In its decision, the Board noted that the veteran's complaints of symptoms other than headache (dizziness, weakness, nausea, a claimed seizure disorder, and syncope) were not residuals of the in-service head injury. An August 1997 RO rating decision effectuated the Board's decision, and assigned a 10 percent evaluation under diagnostic code 8045-9304 for residuals of head injury, including headaches, effective from April 1991. A May 1998 RO rating decision denied entitlement to individual unemployability on the basis that the veteran's service-connected disabilities did not meet the schedular requirements for entitlement to individual unemployability. The RO found no exceptional factors or circumstances associated with the veteran's disablement to submit the case for extraschedular consideration. VA medical records show that the veteran was admitted to a VA hospital on a voluntary status for treatment during March and April 1998. The veteran reported that he was unemployed. The veteran's mood and affect at the time of admission were irritable. There were some circumstantiality and loosening of association noted. His insight and judgment were poor. The veteran was referred for evaluation for a drug/alcohol rehabilitation program. The veteran's condition at the time of discharge was stable. The veteran was scheduled for appointments for an MRI scan of the veteran's head and neck, and for an EEG. The veteran was advised not to drive until he was seen at the neurology clinic. He was also advised to remove all weapons from his home, and to avoid drugs and alcohol. The veteran was advised to keep his outpatient appointments and to use his time constructively. The veteran was to resume pre-hospital activities. VA medical records show that the veteran received psychological and neurological treatment occasionally on an outpatient basis in 1998. In June 1998, the veteran reported that, since his head injury in service, he had been plagued by headaches and by seizures; and that he had tried to keep his seizure disorder a secret, but that sooner or later it became a problem and resulted in the veteran's being unable to keep jobs. An MRI scan of the veteran's skull in October 1998 revealed no radiopaque foreign bodies, and no fractures or other bony abnormalities. VA medical records show that the veteran completed a two-week CMP stay in December 1998. Records indicate that the veteran had a history of noncompliance with treatment and note that, if the veteran kept his appointments, took his medications, and did not use alcohol for a six-month period, the veteran would be rescheduled for another CMP admission. B. Legal Analysis The veteran's claim for a higher evaluation for residuals of head injury, including headaches, is well grounded, meaning it is plausible. The Board finds that all relevant evidence has been obtained with regard to the claim and that no further assistance to the veteran is required to comply with VA's duty to assist him. 38 U.S.C.A. § 5107(a) (West 1991). In general, disability evaluations are assigned by applying a schedule of ratings which represent, as far as can practicably be determined, the average impairment of earning capacity. 38 U.S.C.A. § 1155. Although regulations require that, in evaluating a given disability, the disability be viewed in relation to its whole history, 38 C.F.R. § 4.41, the present level of disability is of primary concern. Francisco v. Brown, 7 Vet. App. 55, 58 (1994). However, when the initial assignment of a disability rating has been appealed, the Board must consider the rating, and, if indicated, the propriety of a staged rating, from the initial effective date forward. See Fenderson v. West, 12 Vet. App. 119 (1999). Also, where there is a question as to which of two evaluations shall be applied, the higher evaluation will be assigned if the disability picture more nearly approximates the criteria required for that rating. Otherwise, the lower rating will be assigned. 38 C.F.R. § 4.7. In evaluating the veteran's claim for an increased rating, the Board considers the evidence of record. The medical findings are compared to the criteria set forth in the VA's Schedule for Rating Disabilities. An evaluation of the level of disability present must include consideration of the functional impairment of the veteran's ability to engage in ordinary activities, including employment, and the effect of pain on the functional abilities. 38 C.F.R. §§ 4.10, 4.40, 4.45, 4.59. Furthermore, the United States Court of Appeals for Veterans Claims (Court) has held that the VA must consider the applicability of regulations relating to pain. Quarles v. Derwinski, 3 Vet. App. 129, 139 (1992); Schafrath v. Derwinski, 1 Vet. App. 589, 593 (1993); Hatlestad v. Derwinski, 1 Vet. App. 164, 167 (1991). "[F]unctional loss due to pain is to be rated at the same level as the functional loss when flexion is impeded." Schafrath, 1 Vet. App. at 592. Service connection is currently in effect for headaches as a residual of head injury under diagnostic code 8045, which contemplates brain disease due to trauma. Purely neurological disabilities, such as hemiplegia, epileptiform seizures, facial nerve paralysis, etc., following trauma to the brain, will be rated under the diagnostic codes specifically dealing with such disabilities, with citation of a hyphenated diagnostic code (e.g., 8045-8207). Purely subjective complaints such as headache, dizziness, insomnia, etc., recognized as symptomatic of brain trauma, will be rated 10 percent and no more under diagnostic code 9304. This 10 percent rating will not be combined with any other rating for a disability due to brain trauma. Ratings in excess of 10 percent for brain disease due to trauma under diagnostic code 9304 are not assignable in the absence of a diagnosis of multi-infarct dementia associated with brain trauma. 38 C.F.R. § 4.124a, diagnostic code 8045 (1999). In this case, the evidence reflects that the veteran reports constant headache pain as a residual of head injury. Pain may provide a basis for a compensable disability rating. Smallwood v. Brown, 10 Vet. App. 93, 98 (1997). The Board has carefully considered the veteran's testimony to the effect that he has functional impairment from headache pain that interferes with his ability to work. 38 C.F.R. § 4.10. At the VA examination in 1996, the veteran was diagnosed with post-traumatic vascular headache. Complaints of other symptoms experienced by the veteran are not for consideration in rating the service-connected headaches. 38 C.F.R. § 4.14 (1999). As noted above, a previous Board decision stated that dizziness, syncope, and other non-headache symptoms were not due to the in-service head injury. Service connection was granted only for the headaches. Primarily, the veteran's disability consists of the purely subjective complaint of headache, recognized as symptomatic of brain trauma under diagnostic code 8045, which allows a rating of 10 percent and no more under diagnostic code 9304. As noted above, a rating in excess of 10 percent is assigned under diagnostic code 8045 only when there is a showing of multi-infarct dementia from brain trauma. As demonstrated by the evidence of record, that requirement has not been met. After a careful review of the available diagnostic codes and the medical evidence of record, the Board finds that diagnostic codes other than 8045 do not provide a basis to assign an evaluation higher than the 10 percent evaluation currently in effect. Diagnostic code 8100 contemplates migraines, and a 30 percent rating is assigned for migraines with characteristic prostrating attacks occurring on an average once a month over the last several months. The evidence does show that the veteran has constant dull headaches, described as a throbbing pain at his right temple and one that radiates to the top of his head. However, this evidence does not suggest that the veteran's headaches are of such frequency to be considered characteristic-prostrating attacks as required for a 30 percent rating under diagnostic code 8100. The Board notes that the record reflects that the RO considered the issue of entitlement to an extraschedular rating under the criteria of 38 C.F.R. § 3.321(b)(1) as to the service-connected residuals of head injury, including headaches, in a May 1998 RO rating decision. In reaching a determination here, the Board finds that the evidence does not suggest that the veteran's headaches present such an exceptional or unusual disability picture as to render impractical the application of the regular schedular standards or to warrant referral to the Under Secretary for Benefits or the Director, Compensation and Pension Service for consideration of an extraschedular evaluation under 38 C.F.R. § 3.321(b)(1). For example, the headaches do not require frequent periods of hospitalization, nor do they present marked interference with employment that has not already been contemplated by the currently assigned schedular evaluation. While the Board notes that the veteran has not been employed since the late 1980's, there appears to be evidence in the record of other factors that might have contributed to the veteran's unemployment status-e.g., alcohol, a violent disposition, a possible seizure disorder, and the failure to keep appointments. In light of all evidence of record, the Board finds that the veteran's disability picture does not approximate the criteria necessary for a higher disability evaluation. 38 C.F.R. § 4.7. In this regard the evidence is not in equipoise, but is against a higher rating. Thus the benefit of the doubt cannot be applied. 38 U.S.C.A. § 5107(b) (West 1991); Gilbert v. Derwinski, 1 Vet. App. 49 (1990). Accordingly, a rating higher than 10 percent for headaches as a residual of head injury is not warranted, and the claim must be denied. The Board finds that the evidence shows that this level of impairment due to residuals of head injury, including headaches, has existed since the effective date of the grant of service connection. Fenderson v. West, 12 Vet. App. 119 (1999). ORDER An initial rating greater than 10 percent for headaches due to head injury is denied. J. E. DAY Member, Board of Veterans' Appeals