Citation Nr: 0001687 Decision Date: 01/20/00 Archive Date: 01/28/00 DOCKET NO. 98-05 651 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Reno, Nevada THE ISSUES 1. Entitlement to service connection for tinnitus, arthritis of the left great toe, and kidney stones with urinary frequency. 2. Entitlement to an initial compensable evaluation for a left varicocele. ATTORNEY FOR THE BOARD K.L. Salas, Associate Counsel INTRODUCTION The veteran has verified active military service from May 1985 to May 1989 and active duty for training from June 1996 to September 1996. It appears that the veteran has had periods of inactive duty training. This appeal arose from a rating decision by the Department of Veterans Affairs (VA) Reno, Nevada wherein the Regional Office (RO) denied the veteran's claims. The case has been forwarded to the Board of Veterans' Appeals (Board) for appellate review. It is noted that although the RO has certified for appeal the issue of entitlement to service connection for arthritis of the cervical spine the veteran specifically stated in his substantive appeal that he was not appealing that issue. The issues on the title page have been rephrased slightly to reflect that there was no finality of adjudication on the issue of entitlement to service connection for kidney stones with urinary frequency. The issues have also been rephrased to reflect that the veteran's appeal is from the initial noncompensable evaluation assigned for a left varicocele when service connection was established. In the recent case of Fenderson v. West, 12 Vet. App. 119 (1999), the Court held that in appeals from an initial assignment of a disability evaluation, ratings may be staged (i.e., different ratings may be assigned for different periods of time). The issues of entitlement to service connection for tinnitus, arthritis of the left great toe, and kidney stones with urinary frequency are addressed in the remand portion of the decision. FINDING OF FACT The left varicocele is shown to be productive tenderness on objective demonstrated. CONCLUSION OF LAW The criteria for an initial compensable evaluation of 10 percent for a left varicocele have been met. 38 U.S.C.A. §§ 1155, 5107 (West 1991); 38 C.F.R. §§ 4.7, 4.118, Diagnostic Codes 7804 (1999). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS Entitlement to an initial compensable evaluation for a left varicocele. Factual Background A review of the service medical records shows the veteran was diagnosed with and treated for a left varicocele. The RO granted entitlement to service connection for a left varicocele with assignment of a noncompensable evaluation when it issued a rating decision in December 1996. The veteran obtained a VA examination in September 1997. The examiner noted that after an injury to the veteran's groin in a go-cart accident in 1986, the veteran developed a confluence of veins in the area. This was defined as a varicocele and the veteran reported that he continued to feel it to the present. He reported problems when on his feet for an extended period of time and when sitting or running. He reported chronic discomfort. Physical examination showed a clear-cut confluence of veins above the left testis, three to four centimeters in size that was quite tender. The diagnosis was left varicocele. Kaiser Permanente records show treatment in 1997 for varicocele. The veteran reported left hemi-scrotal pain. The veteran submitted a page from the Merck Manual, Sixteenth Edition listing a definition of varicocele. According to the Merck Manual, a varicocele is "a collection of large veins, usually occurring in the left scrotum and feeling like a 'bag of worms.' It is present in the upright position and should empty in the supine position. The manual noted that a symptomatic varicocele could produce pain or a feeling of scrotal fullness." Criteria Disability evaluations are determined by the application of a schedule of ratings based on average impairment of earning capacity. Separate diagnostic codes identify the various disabilities. 38 U.S.C.A. § 1155; 38 C.F.R. Part 4 (1999). In determining the disability evaluation, VA must acknowledge and consider all regulations that are potentially applicable based upon the assertions and issues raised in the record, and explain the reasons and bases used to support its conclusions. Schafrath v. Derwinski, 1 Vet. App. 589 (1991). The percentage ratings contained in the rating schedule represent, as far as practicable, the average impairment in earning capacity resulting from such diseases and injuries and their residual conditions in civil occupations. For application of the rating schedule, accurate and fully descriptive medical examinations are required with emphasis on the limitation of activity imposed by the disabling condition. It is essential, both in examinations, and in the evaluation of disability, that each disabling condition be viewed in relation to its history. 38 C.F.R. § 4.1 (1999). See also 38 C.F.R. § 4.2 (1999). The degree of impairment resulting from a disability is a factual determination and generally the Board's primary focus in such cases is upon the current severity of the disability. Francisco v. Brown, 7 Vet. App. 55, 57-58 (1994); Solomon v. Brown, 6 Vet. App. 396, 402 (1994). However, in Fenderson v. West, 12 Vet. App. 119 (1999), the Court held that the rule from Francisco does not apply where the appellant has expressed dissatisfaction with the assignment of an initial rating following an initial award of service connection for that disability. Rather, at the time of an initial rating, separate ratings can be assigned for separate periods of time based on the facts found, a practice known as "staged" ratings. When an unlisted condition is encountered, it will be permissible to rate under a closely related disease or injury in which not only the functions affected, but the anatomical localization and symptomatology are closely analogous. Conjectural analogies will be avoided, as will the use of analogous ratings for conditions of doubtful diagnosis, or for those not fully supported by clinical and laboratory findings. Nor will ratings assigned to organic diseases and injuries be assigned by analogy to conditions of functional origin. 38 C.F.R. § 4.20. A 10 percent evaluation may be assigned for superficial scars which are poorly nourished with repeated ulcerations. 38 C.F.R. § 4.118; Diagnostic Code 7803. A 10 percent evaluation may be assigned for superficial scars which are tender and painful on objective demonstration. 38 C.F.R. § 4.118; Diagnostic Code 7804. Other scars are rated on limitation of function of part affected. 38 C.F.R. § 4.118; Diagnostic Code 7805. Where the minimum schedular evaluation requires residuals and the schedule does not provide a noncompensable evaluation, a noncompensable evaluation will be assigned when the required residuals are not shown. 38 C.F.R. § 4,31 (1999). Ratings shall be based as far as practicable, upon the average impairments of earning capacity with the additional proviso that the Secretary shall from time to time readjust this schedule of ratings in accordance with experience. To accord justice, therefore, to the exceptional case where the schedular evaluations are found to be inadequate, the Under Secretary for Benefits or the Director, Compensation and Pension Service, upon field station submission, is authorized to approve on the basis of the criteria set forth in this paragraph an extra-schedular evaluation commensurate with the average earning capacity impairment due exclusively to the service-connected disability or disabilities. The governing norm in these exceptional cases is: A finding that the case presents such an exceptional or unusual disability picture with such related factors as marked interference with employment or frequent periods of hospitalization as to render impractical the application of the regular schedular standards. 38 C.F.R. § 3.321(b) (1999). Where there is a question as to which of two evaluations shall be applied, the higher evaluation will be assigned if the disability picture more nearly approximates the criteria for that rating. Otherwise, the lower rating is assigned. 38 C.F.R. § 4.7 (1999). When after consideration of all of the evidence and material of record in an appropriate case before VA there is an approximate balance of positive and negative evidence regarding the merits of an issue material to the determination of the matter, the benefit of the doubt in resolving each such issue shall be given to the veteran. 38 U.S.C.A. § 5107(b) (West 1991 & Supp. 1999); 38 C.F.R. §§ 3.102, 4.3 (1999). Analysis The Board has carefully considered the evidence compiled by and on behalf of the veteran and determined that his claim is well grounded within the meaning of 38 U.S.C.A. § 5107(a); Proscelle v. Derwinski, 2 Vet. App. 629 (1992). The veteran's assertions concerning the severity of his left varicocele (that are within the competence of a lay party to report) are sufficient to conclude that his claim for an initial compensable evaluation for that disability is well grounded. King v. Brown; 5 Vet. App. 19 (1993). The Board is satisfied that all relevant facts have been adequately developed for the purpose of adjudicating the claim; no further assistance in developing the facts pertinent to the claim is required to comply with the duty to assist as mandated by 38 U.S.C.A. § 5107(a). Godwin v. Derwinski, 1 Vet. App. 419 (1991); White v. Derwinski, 1 Vet. App. 519 (1991). The evidence shows that on VA examination in September 1997 palpation of the left varicocele disclosed what was described as a clear-cut confluence of veins above the left testis, three to four centimeters in size that was quite tender. The Board finds that the above clinical findings are analogous to a scar which is tender and painful on objective demonstration thereby warranting assignment of a 10 percent evaluation under Diagnostic Code 7804. The 10 percent evaluation is the maximum evaluation assignable under this Diagnostic Code. As the Board noted earlier, this case involves the initial grant of service connection for a left varicocele. Under Fenderson supra, separate ratings may be assigned for separate periods of time, a practice known as "staged" ratings. The Board finds no basis upon which to predicate assignment of staged ratings for the veteran's left varicocele. Additional Matter The Court has held that the Board is precluded by regulation from assigning an extraschedular rating under 38 C.F.R. § 3.321(b)(1) in the first instance. Floyd v. Brown, 9 Vet. App. 88 (1996). However, the Board is still obligated to seek all issues that are reasonably raised from a liberal reading of documents or testimony of record and to identify all potential theories of entitlement to a benefit under the law or regulations. In Bagwell v. Brown, 9 Vet. App. 337 (1996), the Court clarified that it did not read the regulation as precluding the Board from affirming an RO conclusion that a claim does not meet the criteria for submission pursuant to 38 C.F.R. § 3.321(b)(1), or from reaching such conclusion on its own. In the veteran's case at hand, the Board notes that while the RO provided the veteran with the criteria referable to assignment of extraschedular evaluations, it did not actually discuss the provisions in light of his claim. The Court has further held that the Board must address referral under 38 C.F.R. § 3.321(b)(1) only where circumstances are presented which the VA Undersecretary for Benefits or the Director of the VA Compensation and Pension Service might consider exceptional or unusual. Shipwash v. Brown, 8 Vet. App. 218, 227 (1995). The Board does not find the veteran's disability picture to be unusual or exceptional in nature as to warrant referral of his case to the Director or Undersecretary for review for consideration of extraschedular evaluation under the provisions of 38 C.F.R. § 3.321(b)(1). The current schedular criteria adequately compensates the veteran for the current demonstrated nature and extent of severity of his left varicocele. Having reviewed the record with these mandates in mind, the Board finds no basis for further action on this question. There has been no showing by the veteran of extraordinary or exceptional disability from the service connected disability, beyond that contemplated by the rating schedule, such as frequent periods of hospitalization or marked interference with employment due to the service connected disorder. Therefore, there exists no basis upon which to refer the veteran's case to the Director of the VA Compensation and Pension Service for consideration of extraschedular evaluation under 38 C.F.R. § 3.321(b)(1). ORDER Entitlement to an initial compensable evaluation of 10 percent for a left varicocele is granted, subject to the governing criteria applicable to the payment of monetary awards. REMAND This claim must be afforded expeditious treatment by the RO. The law requires that all claims that are remanded by the Board or by the United States Court of Appeals for Veterans Claims (Court) for additional development or other appropriate action must be handled in an expeditious manner. See The Veterans' Benefits Improvements Act of 1994, Pub. L. No. 103-446, § 302, 108 Stat. 4645, 4658 (1994), 38 U.S.C.A. § 5101 (West Supp. 1999) (Historical and Statutory Notes). In addition, VBA's Adjudication Procedure Manual, M21-1, Part IV, directs the ROs to provide expeditious handling of all cases that have been remanded by the Board and the Court. See M21-1, Part IV, paras. 8.44-8.45 and 38.02-38.03. New and material evidence is not required to reopen the claim for entitlement to service connection for kidney stones with urinary frequency. Entitlement to service connection was denied for this disorder in January 1997 and in May 1997 the veteran submitted a written statement, which, while stating that he wished to "reopen" the claim, is most appropriately construed as disagreement with the decision. The Court has held that before the Board addresses a question that has not been considered by the RO, it must consider whether the veteran has been given adequate notice of the need to submit evidence or argument, an opportunity to submit such evidence or argument, an opportunity to address the question at a hearing, and whether or not the claimant has been prejudiced by being denied those opportunities. Bernard v. Brown, 4 Vet. App. 384 (1993). On remand the RO should conduct a de novo review of the issue. It is also noted that the veteran contends that the RO has not considered all of the evidence submitted to it in its rating decisions and statement of the case. A supplemental statement of the case listing and considering all of the evidence submitted by the veteran is in order. Additionally, the Board notes that subsequent to a forwarding of the appellant's claim to the Board for appellate review, a substantial quantity of additional evidence was submitted by the veteran and associated with the claims file. The additional evidence is relevant to the issues of service connection for tinnitus, arthritis of the left great toe, and kidney stones with urinary frequency. The veteran did not waive initial consideration of this additional evidence by the RO. In cases where additional evidence is submitted by the appellant or representative, the claim must be referred to the agency of original jurisdiction for review and preparation of a supplemental statement of the case unless this procedural right is waived by the appellant or representative. 38 C.F.R. § 20.1304 (1999). In addition, a supplemental statement of the case, so identified, will be furnished to the appellant, when additional pertinent evidence is received after the most recent supplemental statement of the case has been issued. 38 C.F.R. § 19.31 (1999). Finally, the veteran's statements raise the question of consideration of additional laws and regulations and of the question of verification of service. The veteran maintained in May 1997 that treatment for kidney stones during 1992 was during annual training. The veteran only has verified active duty for 1985 to 1989 and active duty for training in 1996. Service connection can only be established for disease or injury incurred in the line of duty during a period of active duty or active duty for training and for injuries incurred during a period of inactive duty training. 38 C.F.R. §§ 3.6, 3.303. As a matter of due process, the RO should determine the nature of all periods of the veteran's service, address 38 C.F.R. § 3.6, and depending on the facts found, adjudicate the veteran's claim based on either a direct incurrence, or aggravation basis. Therefore to ensure that the veteran is afforded due process of law, the Board is deferring adjudication of the claim of entitlement to service connection for multiple disorders pending a remand of the case to the RO for further development as follows: 1. The appellant has the right to submit additional evidence and argument on the matter or matters the Board has remanded to the RO. Kutscherousky v. West, 12 Vet. App. 369 (1999). 2. The RO should verify all periods of service for the veteran. 3. The RO should review the veteran's statements on file referable to exclusion of submitted evidence from the statement of the case on file, review the additional evidence submitted subsequent to forwarding of his case to the Board for appellate review, readjudicate the claim of entitlement to service connection for kidney stones with urinary frequency on a de novo basis. If the benefits requested on appeal are not granted to the veteran's satisfaction, the RO should issue a supplemental statement of the case ensuring that all evidence submitted by the veteran is considered. A reasonable period of time for a response should be afforded. Thereafter, the case should be returned to the Board for further appellate review, if otherwise in order. By this remand, the Board intimates no opinion as to any final outcome warranted. No action is required of the veteran until he is notified by the RO. RONALD R. BOSCH Member, Board of Veterans' Appeals