Citation Nr: 0006152 Decision Date: 03/08/00 Archive Date: 03/17/00 DOCKET NO. 97-29 123A ) DATE ) ) On appeal from the Department of Veterans Affairs (VA) Regional Office (RO) in Montgomery, Alabama THE ISSUE Evaluation of low back strain, rated 20 percent disabling. REPRESENTATION Appellant represented by: The American Legion ATTORNEY FOR THE BOARD C. Schlosser, Associate Counsel INTRODUCTION The veteran had active military service from February 1990 to November 1996. This matter originally came before the Board of Veterans' Appeals (Board) on appeal from a July 1997 rating decision in which the RO granted service connection for low back strain, and assigned a 10 percent rating as of his date of his discharge from service. The case was remanded by the Board in May 1999 for evidentiary development. In a rating action in September 1999, the evaluation of the veteran's back disorder was increased to a 20 percent rating as of the date of discharge form service. The case has now been returned to the Board for further appellate consideration. Inasmuch as the pending appeal is from an original award, the Board has framed the issue as shown on the title page of this decision. See Fenderson v. West, 12 Vet. App. 119 (1999)(appeals from original awards are not construed as claims for increased ratings). FINDING OF FACT The veteran's low back strain is currently manifested by complaints of pain and some loss of range of motion. CONCLUSION OF LAW The criteria for a rating in excess of 20 percent for low back strain at any time since the grant of service connection have not been met. 38 U.S.C.A. §§ 1155, 5107 (West 1991); 38 C.F.R. § 4.71a, Diagnostic Code 5295 (1999). REASONS AND BASES FOR FINDING AND CONCLUSION In general, disability evaluations are assigned by applying a schedule of ratings which represents, as far as can practicably be determined, the average impairment of earning capacity. In determining the current level of impairment, the disability must be viewed in relation to its history. 38 U.S.C.A. § 1155; 38 C.F.R. § 4.1. Also, where there is a question as to which of two evaluations shall be applied, the higher evaluation will be assigned if the disability picture more nearly approximates the criteria required for that rating. Otherwise, the lower rating will be assigned. 38 C.F.R. § 4.7. The veteran's low back strain has been evaluated under the provisions of 38 C.F.R. § 4.71a, Diagnostic Code 5295 (1999). Lumbosacral strain with characteristic pain on motion is rated 10 percent disabling. 38 C.F.R. § 4.71a, Diagnostic Code 5295 (1999). When there is muscle spasm on extreme forward bending, loss of lateral spine motion, unilateral, in standing position, a 20 percent rating is warranted. Id. When lumbosacral strain is severe; with listing of whole spine to opposite side, positive Goldthwaite's sign, marked limitation of forward bending in standing position, loss of lateral motion with osteo-arthritic changes, or narrowing or irregularity of joint space, or some of the above with abnormal mobility on forced motion, a 40 percent rating is assigned. Id. In addition, the veteran's low back strain can be evaluated under the provisions of 38 C.F.R. § 4.71a, Diagnostic Code 5292 (1999). Moderate limitation of the lumbar spine is evaluated as 20 percent disabling and severe limitation of motion is evaluated as 40 percent disabling. In addition, evaluation of disabilities of the musculoskeletal system includes consideration of functional loss due to such problems as weakness, excess fatigability, incoordination or pain pursuant to the guidelines of 38 C.F.R. §§ 4.40, 4.45, and DeLuca v. Brown, 8 Vet. App. 202, 205 (1995). The service medical records reveal that the veteran was seen on several occasions for complaints of low back pain. He denied any history of trauma to the area. X-rays of the lumbosacral spine in April 1990, June 1991 and April 1995 were negative. The veteran was diagnosed with probable lumbosacral strain. The veteran received some physical therapy in service for his complaints of intermittent low back pain. On VA general medical examination in April 1997, the veteran exhibited limited motion in the low back due to complaints of pain. The diagnostic impression was lumbosacral strain. Based on the absence of complete clinical findings, to include findings which would allow for evaluation of the veteran's low back disability consistent with the holding of the Court in DeLuca, supra, and 38 C.F.R. §§ 4.40 and 4.45, the case was remanded by the Board in May 1999 for further VA examination. Thereafter, the veteran was seen for a VA orthopedic examination in July 1999. The veteran reported having received a steroid epidural injection in each of the two months prior to the date of the examination. The veteran complained of pain, weakness, stiffness, fatigability and lack of endurance. He reported periods of flare-up precipitated with bending, walking or climbing stairs. The veteran indicated that he used a cane on occasion, but did not bring it to the examination. He said that he takes Motrin for pain relief and uses a TENS unit, neither of which alleviate his symptoms. On examination, range of motion in the back stopped at the point where pain began. Range of motion was reported as follows: flexion possible to 48 degrees; extension possible to 23 degrees; flexion to the right was possible to 24 degrees and flexion to the left was to 23 degrees. No neurological abnormalities were evident. Knee jerks were reported to be active and equal. There were no positive findings relative to the veteran's musculature of the back. The veteran was observed to walk well and get in and out of a chair easily; no postural abnormalities were evident. The examiner commented that there was slight evidence of painful motion, spasm, weakness and tenderness. The diagnostic impression was arthralgia of the lumbosacral spine with loss of function due to pain. X-rays showed lordosis at L5-S1. The examiner noted a 10 percent additional functional impairment. In response to the specific questions posed in the remand order, the VA examiner indicated that there was no evidence of locking, weakened movement, fatigability, lack of endurance, incoordination, swelling, deformity, atrophy of disuse, disturbance of locomotion or interference with weight bearing. By rating decision of September 1999, and with consideration of the clinical findings from the July 1999 VA examination, the RO granted an increased 20 percent rating for the veteran's low back strain, effective November 1996, the day after the veteran was discharged from service. Considering the totality of the evidence, including the most recent July 1999 VA examination, a rating in excess of 20 percent for the veteran's low back strain is not warranted. The veteran does not exhibit a marked limitation of motion in the lumbosacral spine and the lumbosacral strain is not shown to be severe. He does not have listing of the whole spine to the opposite side or loss of lateral motion. The veteran has described episodes of fatigability, lack of endurance and stiffness; none of these symptoms were reproduced on the last VA examination. He does have some limitation of motion but is has not been characterized as severe. With consideration of the pain complained of by the veteran, as well as the slight spasm, weakness and tenderness, a 20 percent rating was assigned. The preponderance of the evidence is against the assignment of a rating higher than already awarded. In addition, there is nothing of record to suggest that a higher rating should be assigned for the low back disability for any period during the pendency of his claim. Fenderson v. West, 12 Vet. App. 119 (1999). ORDER An increased rating for low back strain is denied. LAWRENCE M. SULLIVAN Member, Board of Veterans' Appeals