Citation Nr: 0003566 Decision Date: 02/11/00 Archive Date: 02/15/00 DOCKET NO. 97-34 717 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in New Orleans, Louisiana THE ISSUES 1. Entitlement to service connection for right ear hearing loss. 2. Entitlement to an initial compensable rating for left ear hearing loss. REPRESENTATION Appellant represented by: Disabled American Veterans ATTORNEY FOR THE BOARD Joseph P. Gervasio, Counsel INTRODUCTION The veteran served on active duty from May 1959 to May 1979. This case comes to the Board of Veterans' Appeals (Board) on appeal of a June 1997 rating decision of the New Orleans, Louisiana, Regional Office (RO) of the Department of Veterans Affairs (VA). FINDINGS OF FACT 1. There has been no establishment of an etiologic nexus between currently demonstrated right ear hearing loss and service. 2. The medical evidence of record shows the veteran has Level IV auditory acuity, left ear. CONCLUSIONS OF LAW 1. The claim of entitlement to service connection for right ear hearing loss is not well grounded. 38 U.S.C.A. § 5107 (West 1991). 2. The criteria for an initial compensable rating for left hear hearing loss have not been met. 38 U.S.C.A. §§ 1155, 5107 (West 1991); 38 C.F.R. §§ 4.85, 4.87, Diagnostic Code 6100 (1998); 38 C.F.R. § 4.85, Diagnostic Code 6100 (1999). REASONS AND BASES FOR FINDINGS AND CONCLUSIONS I. Service Connection for Right Ear Hearing Loss In order to establish service connection for a claimed disability, the facts, as shown by the evidence, must demonstrate that a particular disease or injury resulting in current disability was incurred during active service or, if preexisting active service, was aggravated therein. 38 U.S.C.A. §§ 1110, 1131 (West 1991). In addition, certain chronic diseases, including sensorineural hearing loss, may be presumed to have been incurred during service if they first become manifest to a compensable degree within one year of separation from active duty. 38 U.S.C.A. §§ 1101, 1112, 1113, 1137 (West 1991); 38 C.F.R. §§ 3.307, 3.309 (1999). If a condition noted during service is not shown to be chronic, then generally a showing of continuity of symptoms after service is required for service connection. 38 C.F.R. § 3.303(b) (1999). The threshold question to be answered concerning this issue is whether or not the veteran has presented evidence of a well-grounded claim; that is, one which is plausible, meritorious on its own, or capable of substantiation. 38 U.S.C.A. § 5107(a); Murphy v. Derwinski, 1 Vet. App. 78 (1990). In the absence of evidence of a well-grounded claim, there is no duty to assist the veteran in developing the pertinent facts and the claim must fail. Epps v. Gober, 126 F.3d 1464, 1467 (Fed. Cir. 1997), cert. denied, 118 S. Ct. 2348 (1998). In order for a claim to be well grounded, there must be competent evidence of current disability, evidence of the incurrence or aggravation of a disease or injury during service, and a nexus between the in-service injury or disease and the current disability. That means that for a claim of service connection, there must be evidence of a current disability, disease or injury during service and a link between the two. Furthermore, the evidence needed to establish service connection for any particular disability, must be competent. That is, an injury during service may be verified by medical or lay witness statements; however, the presence of a current disability requires a medical diagnosis; and, where an opinion is used to link the current disorder to a cause or symptoms during service, a competent opinion of a medical professional is required. Caluza v. Brown, 7 Vet. App. 498 (1995). A well-grounded claim may also be established where a chronic disease is shown in service or during an applicable presumptive period or where continuity of symptomatology is demonstrated during service. Savage v. Gober, 10 Vet. App. 489 (1997). The veteran contends that he was told at the time of his discharge from service that he had a hearing loss that was the result of his exposure to jet aircraft engine noise during service. Review of his examination at the time of separation from military service shows that he did have a hearing loss, but it was noted in the left ear only. "Audiometric testing measures threshold hearing levels (in decibels (dB)) over a range of frequencies (in Hertz (Hz)); the threshold for normal hearing is from 0 to 20 dB, and higher threshold levels indicate some degree of hearing loss." Hensley v. Brown, 5 Vet. App. 155, 157 (1993), citing CURRENT MEDICAL DIAGNOSIS AND TREATMENT 110-11 (Stephen A. Schroeder et al. eds., 1988). Audiometric testing in the right ear at service separation showed air conduction thresholds of -5 dB in all tested frequencies from 500 to 4000 Hz and a threshold of 0 dB at 6000 Hz. In fact, the only elevated threshold level shown in the right ear during the entire 20 year period of the veteran's service was noted on audiometric testing in October 1970, when a level of 30 dB at 6000 Hz was reported. As this was followed by repeated findings of normal hearing on testing performed in 1972, 1974, and 1976, it is not considered sufficient to render the claim plausible on the basis of continuity of symptomatology. Audiometric evaluations performed in 1996, 1997, and 1999 are the earliest demonstration of sensorineural hearing loss of the right ear shown in the record. There is no medical opinion associated with any of these evaluations that relates the right ear hearing loss to service, including the exposure to jet aircraft engines during service. For his claim to be well grounded, the veteran would have to submit competent medical evidence of causality between incidents of service and the disability for which he is claiming service connection. Grivois v. Brown, 6 Vet. App. 136 (1994). As this has not been presented, the claim is not well grounded and must be denied. II. Evaluation of Left Ear Hearing Loss It is initially noted that this claim on appeal is well grounded and the facts relevant to this issue have been properly developed. Accordingly, the statutory obligation of the VA to assist the veteran in the development of his claim has been satisfied. 38 U.S.C.A. § 5107(a). See Caffrey v. Brown, 6 Vet. App. 377, 381 (1994); Proscelle v. Derwinski, 2 Vet. App. 629, 631- 32 (1992) (the mere allegation that a service-connected disability has become more severe is sufficient to establish a well-grounded claim for an increased rating). Disability evaluations are determined by the application of a schedule of ratings which is based on average impairment of earning capacity. 38 U.S.C.A. § 1155; 38 C.F.R. Part 4 (1999). Separate diagnostic codes identify the various disabilities. The standards for rating impairment of auditory acuity are set forth at 38 C.F.R. § 4.85. Evaluations of hearing loss range from noncompensable to 100 percent based on organic impairment of hearing acuity as measured by the results of controlled speech discrimination tests together with the average hearing threshold level as measured by pure tone audiometry tests in the frequencies 1,000, 2,000, 3,000 and 4,000 cycles per second. In order to evaluate the degree of disability from service-connected defective hearing, the revised rating schedule establishes 11 auditory acuity levels designated from Level I for essentially normal acuity through Level XI for profound deafness. 38 C.F.R. § 4.85(b). Disability evaluations for hearing loss are derived by a mechanical application of the rating schedule to the numeric designations assigned after audiometric evaluations are rendered. Lendenmann v. Principi, 3 Vet. App. 345, 349 (1992). In the present case, the veteran's defective hearing is rated under Diagnostic Code 6100. During the pendency of the veteran's appeal the criteria for rating defective hearing were revised, effective June 10, 1999. When a law or regulation changes during the pendency of an appeal, the Board must evaluate the veteran's disability under the version most favorable to the claimant, absent congressional intent to the contrary. Karnas v. Derwinski, 1 Vet. App. 308 (1991). The RO reviewed the veteran's claim under both the "old" and "new" criteria. Accordingly, the Board concludes that the veteran will not be prejudiced by the Board's review of his claim on appeal because due process requirements have been met. VAOGCPREC 11-97 at 3-4 (Mar. 25, 1997); Bernard v. Brown, 4 Vet. App. 384, 393-94 (1993); Karnas, 1 Vet. App. at 312-13. A private medical record dated in 1996, shows sensorineural hearing loss. A VA audiometric examination conducted in February 1997, found the average pure tone threshold at 1,000, 2,000, 3,000, and 4,000 hertz was 52 decibels in the left ear, with speech recognition at 76 percent. A VA audiometric evaluation conducted in August 1999, found the average pure tone thresholds at 1,000, 2,000, 3,000, and 4,000 hertz of 53 decibels in the left ear with speech recognition ability 80 percent correct in the left ear. As the veteran's impaired hearing in his right ear is not service-connected, the right ear is assigned a Roman Numeral designation for hearing impairment of I. 38 C.F.R. § 4.85(f). Applying both the former and the revised criteria, the veteran has Level IV hearing in the left ear. 38 C.F.R. § 4.87, Table VI (1998); 38 C.F.R. § 4.85, Table VI (1999). Entering the category designations for each ear into Table VII produces a noncompensable disability percentage under Diagnostic Code 6100, under both the former and revised criteria. Where entitlement to compensation has already been established and an increase in the disability rating is at issue, the present level of disability is of primary concern. Francisco v. Brown, 7 Vet. App. 55 (1994). However, the Board notes that this claim is based on the assignment of an initial rating for a disability following an initial award of service connection for that disability. In Fenderson v. West, 12 Vet. App. 119 (1999), the Court held that the rule articulated in Francisco did not apply to the assignment of an initial rating for a disability following an initial award of service connection for that disability. Id.; Francisco, 7 Vet. App. at 58. The Board has recharacterized the issue on appeal in order to comply with the recent opinion by the Court in Fenderson. As in Fenderson, the RO in this case has also misidentified the issue on appeal as a claim for an increased disability rating for the veteran's service-connected left ear hearing loss, rather than as a disagreement with the original rating award for this disorder. However, the statement of the case and the supplemental statements of the cases have provided the veteran with the appropriate, applicable law and regulations and an adequate discussion of the basis for the RO's assignment of an initial disability evaluation for the veteran's service-connected left ear hearing loss. Consequently, the Board sees no prejudice to the veteran in recharacterizing the issue on appeal to properly reflect the veteran's disagreement with the initial disability evaluation assigned to his service-connected left ear hearing loss. See Bernard v. Brown, 4 Vet. App. 384 (1993). In this case, the RO granted service connection and originally assigned a noncompensable evaluation for left ear hearing loss as of the date of receipt of his claim, i.e., October 31, 1996. See 38 C.F.R. § 3.400 (1999). After review of the evidence, there is no medical evidence of record that would support a compensable rating for the disability at issue at any time subsequent to this date. Id.; Fenderson v. West, 12 Vet. App. 119 (1999). ORDER The claim for service connection for right ear hearing loss is denied. An initial compensable evaluation for hearing loss in the left ear is denied. JOY A. MCDONALD Acting Member, Board of Veterans' Appeals