Citation Nr: 0006910 Decision Date: 03/15/00 Archive Date: 09/08/00 DOCKET NO. 96-09 455 DATE MAR 15, 2000 On appeal from the Department of Veterans Affairs Regional Office in New Orleans, Louisiana THE ISSUE Entitlement to service connection for a skin disorder. REPRESENTATION Appellant represented by: The American Legion WITNESS AT HEARING ON APPEAL Appellant INTRODUCTION The veteran had active military service from December 1957 to October 1961 and from December 1990 to June 1991 that included service in the Southwest Asia theater of operations from February 7, 1991 to May 12, 1991. This matter is on appeal to the Board of Veterans' Appeals (the Board) from the Department of Veterans Affairs (VA) Regional Office (RO) in New Orleans, Louisiana. The Board in October 1997 remanded the case for further development. The RO in August 1998 found the veteran entitled to service connection for a low back disability thereby granting the benefit sought on appeal. The case has been returned to the Board for appellate consideration of the remaining issue of entitlement to service connection for a skin disorder. FINDING OF FACT The claim of entitlement to service connection for a chronic skin disorder is not supported by cognizable evidence showing that the claim is plausible or capable of substantiation CONCLUSION OF LAW The claim of entitlement to service connection for a chronic skin disorder is not well grounded. 38 U.S.C.A. 5107 (West 1991). REASONS AND BASES FOR FINDING AND CONCLUSION Criteria Service connection may be granted for a disability resulting from personal injury or disease contracted in the line of duty. 38 U.S.C.A. 1110, 1131 (West 1991). Service connection connotes many factors but basically it means that the facts, shown by evidence, establish that a particular injury or disease resulting in disability was incurred coincident with service in the Armed Forces, or if 2 - preexisting such service, was aggravated therein. This may be accomplished by affirmatively showing inception or aggravation during service or through the application of statutory presumptions. Each disabling condition shown by a veteran's service records, or for which he seeks a service connection must be considered on the basis of the places, types and circumstances of his service as shown by service records, the official history of each organization in which he served, his medical records and all pertinent medical and lay evidence. Determinations as to service connection will be based on review of the entire evidence of record, with due consideration to the policy of the Department of Veterans Affairs to administer the law under a broad and liberal interpretation consistent with the facts in each individual case. 38 C.F.R. 3.303(a). Service connection may be granted for any disease diagnosed after discharge, when all the evidence, including that pertinent to service, establishes that the disease was incurred in service. 38 C.F.R. 3.303 (d). A threshold question to be answered is whether the veteran has presented evidence of a well grounded claim; that is, a claim that is plausible or capable of substantiation. Murphy v. Derwinski, 1 Vet. App. 78, 81 (1990). Although the claim need not be conclusive, it must be accompanied by supporting evidence. An allegation alone is not sufficient. Tirpak v. Derwinski, 2 Vet. App. 609, 611 (1992). Three discrete types of evidence must be present in order for a veteran's claim for benefits to be well grounded: (1) There must be evidence of a current disability, usually shown by a medical diagnosis. Brammer v. Derwinski, 3 Vet. App. 223, 225 (1992); Rabideau v. Derwinski, 2 Vet. App. 141, 144 (1992); (2) There must also be competent evidence of incurrence or aggravation of a disease or injury in service. This element may be shown by lay or medical evidence. Layno v. Brown, 6 Vet. App. 465, 469 (1994); Cartright v. Derwinski, 2 Vet. App. 24, 25 (1991); and (3) There must be competent evidence of a nexus between the in-service injury or - 3 - disease and the current disability. Such a nexus must be shown by medical evidence. Lathan v. Brown, 7 Vet. App. 359, 365 (1995); Grottveit v. Brown, 5 Vet. App. 91, 93 (1993). In determining whether a claim is well grounded, the Board is required to presume the truthfulness of the evidence. Robinette v. Brown, 8 Vet. App. 69, 77-8 (1995); King v. Brown, 5 Vet. App. 19, 21 (1993). In order for a claim to be well grounded, there must be (1) competent evidence of a current disability (a medical diagnosis); (2) incurrence or aggravation of a disease or injury in service (lay or medical evidence); and (3) a nexus between the in- service disease or injury and the current disability (medical evidence). Caluza v. Brown, 7 Vet. App. 498 (1995). The Secretary may pay compensation under this subchapter to any Persian Gulf veteran suffering from a chronic disability resulting from an undiagnosed illness (or combination of undiagnosed illnesses) that (1) became manifest during service on active duty in the Armed Forces in the Southwest Asia theater of operations during the Persian Gulf War; or (2) became manifest to a degree of 10 percent or more within the presumptive period prescribed under subsection (b). (b) The Secretary shall prescribe by regulation the period of time following service in the Southwest Asia theater of operations during the Persian Gulf War that the Secretary determines is appropriate for presumption of service connection for purposes of this section. The Secretary's determination of such period of time shall be made following a review of any available credible medical or scientific evidence and the historical treatment afforded disabilities for which manifestation periods have been established and shall take into account other pertinent circumstances regarding the experiences of veterans of the Persian Gulf War. (c)(1) The Secretary shall prescribe regulations to carry out this section. (2) Those regulations shall include the following: (A) A description of the period and 4 - geographical area or areas of military service in connection with which compensation under this section may be paid. (B) A description of the illnesses for which compensation under this section may be paid. (C) A description of any relevant medical characteristic (such as a latency period) associated with each such illness. (d) A disability for which compensation under this subchapter is payable shall be considered to be service connected for purposes of all other laws of the United States. (e) For purposes of this section, the term "Persian Gulf veteran" means a veteran who served on active duty in the Armed Forces in the Southwest Asia theater of operations during the Persian Gulf War. 38 U.S.C.A. 11 17. Except as provided in paragraph (c) of this section, VA shall pay compensation in accordance with chapter 11 of title 38, United States Code, to a Persian Gulf veteran who exhibits objective indications of chronic disability resulting from an illness or combination of illnesses manifested by one or more signs or symptoms such as those listed in paragraph (b) of this section, provided that such disability: (i)became manifest either during active military, naval, or air service in the Southwest Asia theater of operations during the Persian Gulf War, or to a degree of 10 percent or more not later than December 31, 2001; and (ii) by history, physical examination, and laboratory tests cannot be attributed to any known clinical diagnosis. (2) For purposes of this section, "objective indications of chronic disability" include both "signs," in the medical sense of objective evidence perceptible to an examining physician, and other, non- medical indicators that are capable of independent verification. 5 - (3) For purposes of this section, disabilities that have existed for 6 months or more and disabilities that exhibit intermittent episodes of improvement and worsening over a 6-month period will be considered chronic. The 6-month period of chronicity will be measured from the earliest date on which the pertinent evidence establishes that the signs or symptoms of the disability first became manifest. (4) A chronic disability resulting from an undiagnosed illness referred to in this section shall be rated using evaluation criteria from part 4 of this chapter for a disease or injury in which the functions affected, anatomical localization, or symptomatology are similar. (5) A disability referred to in this section shall be considered service connected for purposes of all laws of the United States. For the purposes of paragraph (a)(1) of this section, signs or symptoms which may be manifestations of undiagnosed illness include, but are not limited to: (1) fatigue, (2) signs or symptoms involving skin, (3) headache, (4) muscle pain, (5) joint pain, (6) neurologic signs or symptoms, (7) neuropsychological signs or symptoms, (8) signs or symptoms involving the respiratory system (upper or lower), (9) sleep disturbances, (10) gastrointestinal signs or symptoms, (11) cardiovascular signs or symptoms, (12) abnormal weight loss or (13) menstrual disorders. Compensation shall not be paid under this section (1) if there is affirmative evidence that an undiagnosed illness was not incurred during active military, naval, or air service in the Southwest Asia theater of operations during the Persian Gulf War; or (2) if there is affirmative evidence that an undiagnosed illness was caused by a supervening condition or event that occurred between the veteran's most recent departure from active duty in the Southwest Asia theater of operations during the Persian Gulf War and the onset of the illness; or (3) if there is affirmative evidence that the illness is the result of the veteran's own willful misconduct or the abuse of alcohol or drugs. 6 - For purposes of this section: (1) the term "Persian Gulf veteran" means a veteran who served on active military, naval, or air service in the Southwest Asia theater of operations during the Persian Gulf War. (2) the Southwest Asia theater of operations includes Iraq, Kuwait, Saudi Arabia, the neutral zone between Iraq and Saudi Arabia, Bahrain, Qatar, the United Arab Emirates, Oman, the Gulf of Aden, the Gulf of Oman, the Persian Gulf, the Arabian Sea, the Red Sea, and the airspace above these locations. 38 C.F.R. 3.317. In a precedent opinion, dated May 3, 1999, the VA General Counsel concluded that a well grounded claim for compensation under 38 U.S.C.A. 1117(a) and 38 C.F.R. 3.317 for disability due to undiagnosed illness generally requires the submission of some evidence of: (1) active military, naval, or air service in the Southwest Asia theater of operations during the Persian Gulf War; (2) manifestation of one or more signs or symptoms of undiagnosed illness; (3) objective indications of chronic disability during the relevant period of service or to a degree of disability of 10 percent within the specified presumptive period; and (4) a nexus between the chronic disability and the undiagnosed illness. VAOPGCPREC 4-99. The Board is bound by such interpretations. 38 U.S.C.A. 7104(c) (West 1991). The rating schedule provides ratings for eczema under Diagnostic Code 7806. The rating schedule provides that Leishmaniasis, americans (mucocutaneous, espundia), Leishmaniasis, old world (cutaneous, oriental sore), Lupus erythematosus, discoid, Pinta, Tuberculosis luposa (lupus vulgaris), Verruga peruana, Dermatophytosis, Tinea barbae, Pemphigus, Psoriasis, Dermatitis exfoliativa, New growths, malignant, skin, New growths, benign, skin are to be rated for eczema unless otherwise provided, dependent upon location, extent, and repugnant or otherwise disabling character of manifestations. Diagnostic Codes 7807-7819. When all the evidence is assembled, VA is responsible for determining whether the evidence supports the claim or is in relative equipoise, with the appellant prevailing in either event, or whether a preponderance of the evidence is against a clam, in which case, the claim is denied. Gilbert v. Derwinski, 1 Vet. App. 49 (1990). 7 - When, after consideration of all of the evidence and material of record in an appropriate case before VA, there is an approximate balance of positive and negative evidence, the benefit of the doubt doctrine in resolving each such issue shall be given to the claimant. 38 U.S.C.A. 5107(b); 38 C.F.R. 3.102, 4.3. Analysis The veteran's initial VA compensation application for a skin rash of the stomach and back was received in June 1992. There in he reported treatment in service in 1991. The RO denied the claim in February 1993 and informed him of the determination and that was based on his service medical records. He then referred to skin rashes in a VA benefit application in February 1994 that mentioned Persian Gulf War participation. The service medical records showed examinations in 1979, 1984 and 1988 were unremarkable regarding the skin and demobilization examination in 1991 showed that he reported no rash, skin infection or sores. The clinical examination in May 1991 showed a normal skin and there was no history of skin disease. Periodic examination in March 1992 also showed normal skin and no skin disorder was mentioned in the summary of hospitalization in July 1992 or in later outpatient reports though October 1992. The VA medical records included a July 1992 examination that according to the examiner showed a grossly not too remarkable skin except for some acne type lesions on the torso and the extremities. There was no diagnosis of any skin disease. The veteran reported that he had skin lesions, which had come and gone for many years and that he wondered if the skin condition was related to prior work as a painter or mechanic. VA examination in November 1993 was unremarkable regarding the skin currently or by history. VA examined the veteran in March 1994 and therein he reported that for approximately two years he had pruritic, erythematous macular eruptions currently limited to the forearms but involving multiple other skin areas in the past. The 8 - examiner noted an erythematous eruption of the forearms and reported the diagnosis of chronic erythematous dermatosis of unknown etiology or type. Military medical records show an evaluation in mid 1995 included a history of rash since returning from Saudi Arabia in 1991. Another evaluation form notes a diagnosis of folliculitis. A March 1995 consultation report noted erythematous plaques of the neck and arm areas and a dermatology consultation the next month showed folliculitis of the right shoulder and asteatotic eczema. Medical examination in June 1995 showed normal skin with a history of skin disease. At a RO hearing the veteran described the skin rash that appeared after demobilization and had come and gone since (Transcript 10- 12). A statement from a serviceman recalled that the veteran had various disorders including skin rash in the Persian Gulf. On an orthopedic examination for VA in December 1997 the veteran was noted as having erythematous dermatitis and that the veteran stated had been diagnosed from Desert Storm duty. The examiner noted patchy flattened red spots over the body. Military medical records show tinea corporis questioned in November 1997. On VA examination of the skin in early 1998 the veteran reported he had the current condition for a long time but the exact length of time was unknown. He reported that the problem was intermittent and responded to treatment in the past. The examiner reported lesions on the extremities and torso that were now erythematous, macular and not scaly but when they were first seen they were scaly and palpable. The examiner noted that a biopsy in 1997 showed a lymphocytic infiltrate that was not atypical and compatible with a type of nummular eczema. The diagnosis was nummular eczema. The examiner in October 1998 added that the veteran's chart had been reviewed and that no change was warranted from the January 1998 report. Section 5107 of title 38, United States Code unequivocally places an initial burden upon the claimant to produce evidence that a claim is well grounded; that is, that the claim is plausible. Grivois v. Brown, 6 Vet. App. 136, 139 (1994); Grottveit v. 9 - Brown, 5 Vet. App. 91, 92 (1993). Because the veteran has failed to meet this burden, the Board finds that his claim for service connection for a skin disorder is not well grounded and must be denied. The threshold question that must be resolved is whether the veteran has presented evidence of a well-grounded claim, that is, that a claim is plausible. In view of the evidence, the Board finds that the veteran has not met this initial burden and that as a result there is no further duty to assist the veteran in regard to the development of the claim. In connection with the development of the claim, the Board observes that the RO has obtained service medical records and post service VA and non-VA medical records that include several comprehensive examinations. A diligent effort has been made to provide an adequate record. The records that have been obtained are comprehensive and appear to provide an adequate record for an informed decision without any claimed or possible potential for prejudice. Stegall v. West, 11 Vet. App. 268 (1998). Although service records for the first period of active service were not located. The claim for service connection does not allege onset during this period of service. The Board must review the claim under the current standard for well grounded claims and in remanding the case the Board did not state the claim was well grounded. However the development asked for would have been inappropriate if the claim was not well grounded unless there was outstanding evidence necessary for an informed determination. The case law at this time does not appear to be in conflict with this interpretation. Epps v. Gober, 126 F.3d 1464, 1469 (Fed. Cir. 1997); Sarmiento v. Brown, 7 Vet. App. 80, 85-86 (1994). See also Carbino v. Gober, 10 Vet. App. 507, 510-11 (1997). The essential elements of a well-grounded claim are evidence of a current disability (a medical diagnosis), of incurrence or aggravation of a disease or injury in service (lay or medical evidence depending on the circumstances), and of a nexus between the inservice injury or disease and the current disability (medical evidence). Caluza v. Brown, 7 Vet. App. 498 (1995). 10- Where the determinative issue involves causation or a medical diagnosis, as is the case in the veteran's claim, competent medical evidence to the effect that the claim is possible or plausible is required. Murphy v. Derwinski, 1 Vet. App. 78, 81 (1990). The claimant does not meet this burden by merely presenting lay opinion because he is not a medical health professional and does not constitute competent medical authority. Espiritu v. Derwinski, 2 Vet. App. 492 (1992). Consequently, the veteran's lay assertions cannot constitute cognizable evidence, and as cognizable evidence is necessary for a well-grounded claim, Tirpak v. Derwinski, 2 Vet. App. 609, 611 (1992); his lay assertion on a matter of medical causation or etiology would not be entitled to any favorable presumption in the well-grounded determination. The Board observes that the service medical records do not show complaints of skin disease, and a negative history for past or present skin disease was given on medical history completed with the comprehensive medical examination in 199 1. There have been since service diagnoses of a skin disease. His complaint of itching early on when viewed liberally would reasonably be found as acceptable medical evidence, that is, "signs" of a disorder that has been attributed to a known clinical diagnosis, of eczema both on VA and military examinations specifically directed to the skin complaints. The Board must observe that the veteran's recollection of skin symptoms tends to rebut the acceptance of his complaints as "nonmedical indicators" that have been verified medically. On earlier VA examinations the veteran reported skin complaints that in retrospect given the elaborate history recorded are reasonably viewed as manifestations of the skin disorder eczema. There is no report of a nonspecific or otherwise undiagnosed skin disorder by dermatology examiners that is not accounted for in the known history. In view of this evidence, in particular, the information of the recent dermatology examinations, the Board is left with the belief that the veteran has not met the criteria for further consideration as an undiagnosed illness of the skin as he has a - 11 - skin rash of determined etiology confirmed at this time, and what he appears to have experienced from time to time is skin itching attributed to a known diagnosis. Although the claim was not reviewed on the basis of undiagnosed illness, the record does not show this and the provisions of 38 C.F.R. 3.317 are not for application in this case. The law and regulations for such claims have been provided in this decision for the veteran's information. In view of the evidence, in particular, the conclusions of the recent dermatology examinations, the Board is must conclude that the claim for service connection is not well grounded. The record does not have currently medical evidence linking the current eczema to service. The veteran is not relieved of the element in establishing a well grounded claim. See for example Savage v. Gober, 10 Vet. App. 488 (1997) for a discussion of an exception to the general rule of Caluza, recently clarified in Voerth v. West, 13 Vet. App. 117 (1999). The veteran should also understand that in medical records a self reported history unenhanced by additional comment does not constitute competent medical evidence. See Grover v. West, 12 Vet. App. 109, 112 (1999), affirming LeShore v. Brown, 8 Vet. App. 406 (1995). As the Board finds the claims not well grounded, there is no burden upon the Board to require an examination or medical opinion regarding a nexus between the veteran's service and the claimed disorders. Brewer v. West, 11 Vet. App. 228 (1998). The Board must point out that it was the holding in Morton v. West, 12 Vet. App. 477 (1999) that absent the submission and establishment of a well- grounded claim, the VA Secretary cannot undertake to assist a veteran in developing facts pertinent to his claim and that any perceived or actual failure by the Secretary to render assistance in the absence of a well-grounded claim cannot be legal error. The Board further finds that the RO has advised the appellant of the evidence necessary to establish a well grounded claim. And, as noted previously, the veteran has not indicated the existence of any post service medical evidence that has not already been obtained and available that would well ground the claim. 38 U.S.C.A. 5103(a) (West 1991); McKnight v. Gober, 131 F.3d 1483 (Fed. Cir. 1997)- Epps v. Gober, 126 F.3d 1464 (Fed. Cir. 1997). Thus the veteran is not prejudiced by the Board's decision denying the claim as not well grounded. 12 - ORDER Service connection for a skin disorder is denied. Mark J. Swiatek Acting Member, Board of Veterans' Appeals -13 -