Citation Nr: 0002301 Decision Date: 01/28/00 Archive Date: 02/02/00 DOCKET NO. 98-21 145 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in Atlanta, Georgia THE ISSUE Entitlement to service connection for degenerative joint disease of the knees. REPRESENTATION Appellant represented by: Georgia Department of Veterans Service WITNESS AT HEARING ON APPEAL Appellant ATTORNEY FOR THE BOARD W. Yates, Associate Counsel INTRODUCTION The appellant served on active duty from November 1963 to November 1965 and from November 1990 to February 1991. This matter comes before the Board of Veterans' Appeals (Board) on appeal from a April 1998 rating decision by the Department of Veterans Affairs (VA) Regional Office (RO) in Atlanta, Georgia. That rating decision denied service connection for degenerative joint disease of the knees. FINDINGS OF FACT 1. The evidence of record indicates that the appellant currently has degenerative joint disease of the knees. 2. The appellant alleges that he injured both of his knees while on a two-week period of active duty training during the summer of 1984, and that he has suffered from bilateral knee pain since that time. 3. The appellant also alleges that his bilateral knee disorder was aggravated during his period of active duty service from November 1990 to February 1991. 4. The appellant has presented a plausible claim for service connection for degenerative joint disease of the knees. CONCLUSION OF LAW The claim of entitlement to service connection for degenerative joint disease of the knees is well grounded. 38 U.S.C.A. § 5107(a) (West 1991); Caluza v. Brown, 7 Vet. App. 498 (1995), aff'd, 78 F.3d 604 (Fed. Cir. 1996) (per curiam) (table). REASONS AND BASES FOR FINDINGS AND CONCLUSION In Epps v. Gober, 126 F.3d 1464 (Fed. Cir. 1997), cert. denied, 524 U.S. 940 (1998), the United States Court of Appeals for the Federal Circuit (Federal Circuit) held that, under 38 U.S.C. § 5107(a), the Department of Veterans Affairs (VA) has a duty to assist only those claimants who have established well grounded (i.e., plausible) claims. More recently, the United States Court of Appeals for Veterans Claims (Court or CAVC) issued a decision holding that VA cannot assist a claimant in developing a claim which is not well grounded. Morton v. West, 12 Vet. App. 477 (July 14, 1999), req. for en banc consideration by a judge denied, No. 96-1517 (U.S. Vet. App. July 28, 1999) (per curiam). Once a claimant has submitted evidence sufficient to justify a belief by a fair and impartial individual that a claim is well grounded, the claimant's initial burden has been met, and VA is obligated under 38 U.S.C. § 5107(a) to assist the claimant in developing the facts pertinent to the claim. Accordingly, the threshold question that must be resolved in this appeal is whether the appellant has presented evidence that the claim is well grounded; that is, that the claim is plausible. For a service-connection claim to be well grounded, there generally must be: (1) medical evidence of a current disability; (2) medical evidence, or in certain circumstances lay evidence, of inservice incurrence or aggravation of a disease or injury; and (3) medical evidence of a nexus between the asserted inservice injury or disease and the current disability. See Caluza v. Brown, 7 Vet. App. 498, 506 (1995), aff'd per curiam, 78 F.3d 604 (Fed. Cir. 1996) (table); see also Elkins v. West, 12 Vet. App. 209, 213 (1999) (en banc) (citing Caluza, supra, and Epps v. Gober, 126 F.3d 1464, 1468 (Fed. Cir. 1997) (expressly adopting definition of well-grounded claim set forth in Caluza, supra), cert. denied sub nom. Epps v. West, 524 U.S. 940, 118 S. Ct. 2348, 141 L. Ed. 2d 718 (1998) (mem.)). Alternatively, either or both of the second and third Caluza elements can be satisfied, under 38 C.F.R. § 3.303(b) (1998), by the submission of (a) evidence that a condition was "noted" during service or during an applicable presumption period; (b) evidence showing postservice continuity of symptomatology; and (c) medical or, in certain circumstances, lay evidence of a nexus between the present disability and the postservice symptomatology. Savage v. Gober, 10 Vet. App. 488, 495-97 (1997); see McManaway v. West, 13 Vet. App. 60, 65 (1999). The credibility of the evidence presented in support of a claim is generally presumed when determining whether it is well grounded. See Elkins, 12 Vet. App. at 219 (citing Robinette v. Brown, 8 Vet. App. 69, 75-76 (1995)). In this case, the appellant contends that service connection is warranted for degenerative joint disease of the knees. Specifically, the appellant alleges that he injured both of his knees during a two-week period of active duty training in the summer of 1984 for the Army National Guard. Furthermore, he claims that this bilateral knee disorder was aggravated during his period of active duty service from November 1990 to February 1991. The appellant also alleges that he has suffered from bilateral knee pain since that time. See Savage, 10 Vet. App. at 495. A review of the appellant's service medical records revealed treatment for bilateral knee pain. Current medical evidence revealed a diagnosis of degenerative joint disease of both knees. Under these circumstances, the Board concludes that the appellant's claim is plausible, and hence well grounded under the 38 C.F.R. § 3.303(b) continuity-of-symptomatology alternative criteria and Savage, supra. See Hodges . West v, No. 98-1275 (U.S. Vet. App. Jan. 12, 2000); McManaway v. West, 13 Vet. App. 60, 65 (1999); Savage v. Gober, 10 Vet. App. at 495-97. ORDER The claim of entitlement to service connection for degenerative joint disease of the knees is well grounded. To this extent only, the appeal is granted. REMAND Because the claim of entitlement to service connection for degenerative joint disease of the knees is well grounded, VA has a duty to assist the appellant in developing facts pertinent to the claim. 38 U.S.C.A. § 5107(a) (West 1991); 38 C.F.R. § 3.159 (1999); Murphy v. Derwinski, 1 Vet. App. 78 (1990). After a thorough review of the evidence of record, the Board concludes that the appellant's claim needs to be remanded to the RO for further evidentiary development. At the hearing before the Board in October 1999, the appellant testified that he originally injured his knees during a two-week period of active duty training in the summer of 1984 for the Army National Guard. He specifically indicated that he injured his knees after the armored personnel carrier in which he was riding drove off the road down an embankment. He also claims that his bilateral knee disorder was aggravated during his period of active duty service from November 1990 to February 1991. After reviewing the appellant's claims file, it does not appear that the complete records relating to the appellant's national guard service have been obtained. Accordingly, the Board believes that another attempt should be made to secure complete copies of the appellant's service medical records and his service personnel records. VA's duty to assist is heightened when records are in the control of a government agency. Gobber v. Derwinski, 2 Vet. App. 470 (1992). At his hearing, the appellant testified that he was treated by P. Broun, M.D. for his bilateral knee disorder starting approximately in 1985. He also indicated that he may have additional evidence, statements from fellow servicemen, to submit in support of his claim. In view of the nature of the appellant's claim, all records of treatment should be obtained, if possible, and associated with the claims folder. See Littke v. Derwinski, 1 Vet. App. 90 (1990); Hyder v. Derwinski, 1 Vet. App. 221 (1991). Accordingly, the RO, with the assistance of the appellant, should make an attempt to secure these records. To ensure that the Department of Veterans Affairs (VA) has met its duty to assist the claimant in developing the facts pertinent to the claim and to ensure full compliance with due process requirements, the case is REMANDED to the RO for the following development: 1. The RO should make another attempt to secure any additional service records that may exist pertaining to this appellant from the service department or the appropriate depository of records. In particular, the RO should request all available records relating to the appellant's Army National Guard service, including his service personnel records. 2. The RO should request that the appellant provide the names, addresses and approximate dates of treatment for all VA and non-VA health care providers who have treated him for his bilateral knee disorder, both before and after his active duty service. After obtaining any necessary authorizations, the RO should attempt to obtain copies of those treatment records identified by the appellant which have not been previously secured. These records should include, if possible, the treatment reports from P. Broun, M.D. 3. The RO should also request that the appellant submit any additional information he may have in support of his claim. Specifically, at his October 1999 hearing, the appellant indicated that he may be able to submit statements from fellow servicemen regarding his inservice knee injury. 4. The RO should then readjudicate the appellant's claim for service connection for degenerative joint disease of the knees. If deemed necessary by the RO, an examination of the appellant should be scheduled to determine the etiological cause of his bilateral knee disorder. Thereafter, the case should be returned to the Board for further appellate consideration. The appellant needs to take no action until so informed. The purpose of this REMAND is to assist the appellant and to obtain clarifying information. The appellant has the right to submit additional evidence and argument on the matter or matters the Board has remanded to the regional office. Kutscherousky v. West, 12 Vet. App. 369 (1999). This claim must be afforded expeditious treatment by the RO. The law requires that all claims that are remanded by the Board of Veterans' Appeals or by the United States Court of Appeals for Veterans Claims for additional development or other appropriate action must be handled in an expeditious manner. See The Veterans' Benefits Improvements Act of 1994, Pub. L. No. 103-446, § 302, 108 Stat. 4645, 4658 (1994), 38 U.S.C.A. § 5101 (West Supp. 1999) (Historical and Statutory Notes). In addition, VBA's Adjudication Procedure Manual, M21-1, Part IV, directs the ROs to provide expeditious handling of all cases that have been remanded by the Board and the Court. See M21-1, Part IV, paras. 8.44- 8.45 and 38.02-38.03. BETTINA S. CALLAWAY Member, Board of Veterans' Appeals