Citation Nr: 0002742 Decision Date: 02/03/00 Archive Date: 02/10/00 DOCKET NO. 98-01 833 ) DATE ) ) On appeal from the Department of Veterans Affairs Regional Office in St. Petersburg, Florida THE ISSUE Entitlement to service connection for post traumatic stress disorder (PTSD). REPRESENTATION Appellant represented by: Disabled American Veterans ATTORNEY FOR THE BOARD Michael F. Bradican, Associate Counsel INTRODUCTION The veteran served on active duty from December 1942 to January 1946. This case arises before the Board of Veterans' Appeals (Board) on appeal from a rating decision of March 1997, from the St. Petersburg, Florida, Regional Office (RO) of the Department of Veterans Affairs (VA). FINDINGS OF FACT 1. Private medical records, dated in March 1996, show the veteran with some symptoms suggestive of PTSD and depression partly related to his wartime experiences. 2. The Board finds the veteran's statements regarding three particular stressful events which occurred during active service to be credible. 3. VA records, dated in May 1984, show the veteran diagnosed with PTSD due to his W.W. II experiences. CONCLUSION OF LAW The claim of entitlement to service connection for PTSD is well grounded. 38 U.S.C.A. § 5107(a) (West 1991); Caluza v. Brown, 7 Vet. App. 498 (1995), aff'd, 78 F.3d 604 (Fed. Cir. 1996) (per curiam) (table). REASONS AND BASES FOR FINDINGS AND CONCLUSION In Epps v. Gober, 126 F.3d 1464 (Fed. Cir. 1997), cert. denied, 524 U.S. 940 (1998), the United States Court of Appeals for the Federal Circuit (Federal Circuit) held that, under 38 U.S.C. § 5107(a), the Department of Veterans Affairs (VA) has a duty to assist only those claimants who have established well grounded (i.e., plausible) claims. More recently, the United States Court of Appeals for Veterans Claims (Court or CAVC) issued a decision holding that VA cannot assist a claimant in developing a claim which is not well grounded. Morton v. West, 12 Vet. App. 477 (July 14, 1999), req. for en banc consideration by a judge denied, No. 96-1517 (U.S. Vet. App. July 28, 1999) (per curiam). Once a claimant has submitted evidence sufficient to justify a belief by a fair and impartial individual that a claim is well-grounded, the claimant's initial burden has been met, and VA is obligated under 38 U.S.C. § 5107(a) to assist the claimant in developing the facts pertinent to the claim. Accordingly, the threshold question that must be resolved in this appeal is whether the appellant has presented evidence that the claim is well grounded; that is, that the claim is plausible. In order for a claim to be well grounded, there must be (1) a medical diagnosis of a current disability; (2) medical, or in certain circumstances, lay evidence of in-service occurrence or aggravation of a disease or injury; and (3) medical evidence of a nexus between an in-service injury or disease and the current disability. Epps, 126 F.3d at 1468; Caluza v. Brown, 7 Vet. App. 498, 506 (1995), aff'd, 78 F.3d 604 (Fed. Cir. 1996) (per curiam) (table). Where the determinative issue involves medical causation or etiology, or a medical diagnosis, competent medical evidence to the effect that the claim is "plausible" or "possible" is required. Epps, 126 F.3d at 1468. Further, in determining whether a claim is well-grounded, the supporting evidence is presumed to be true and is not subject to weighing. King v. Brown, 5 Vet. App. 19, 21 (1993). In regard to establishing a well-grounded claim, the second and third Epps and Caluza elements (incurrence and nexus evidence) can also be satisfied under 38 C.F.R. § 3.303(b) (1999) by (1) evidence that a condition was "noted" during service or during an applicable presumption period; (2) evidence showing postservice continuity of symptomatology; and (3) medical or, in certain circumstances, lay evidence of a nexus between the present disability and the postservice symptomatology. Savage v. Gober, 10 Vet. App. 488, 495-97 (1997). Symptoms, not treatment, are the essence of any evidence of continuity of symptomatology. Savage, 10 Vet. App. at 496. Moreover, a condition "noted during service" does not require any type of special or written documentation, such as being recorded in an examination report, either contemporaneous to service or otherwise, for purposes of showing that the condition was observed during service or during the presumption period. Id. at 496-97. However, medical evidence of noting is required to demonstrate a relationship between the present disability and the demonstrated continuity of symptomatology unless such a relationship is one as to which a lay person's observation is competent. Id. at 497. In the case of a disease only, service connection also may be established under section 3.303(b) by (1) evidence of the existence of a chronic disease in service or of a disease, eligible for presumptive service connection pursuant to statute or regulation, during the applicable presumption period; and (2) present disability from it. Savage, 10 Vet. App. at 495. Either evidence contemporaneous with service or the presumption period or evidence that is post service or post presumption period may suffice. Id. A review of the evidence of record indicates that the veteran served as an engineer in the 173rd Engineer Battalion in the Pacific Theater during W.W. II. He has stated that he underwent numerous stressful events during this period including combat, bombings, the deaths of civilians, burning and burying the bodies of enemy soldiers, and the traumatic amputation of the leg of a fellow serviceman. Regarding the last stressor the veteran has provided several statements from the soldier in question regarding this incident. According to the veteran and the statements of this soldier, the veteran assisted in completing the amputation of the leg with his knife after a partial traumatic amputation had occurred. The veteran then carried the wounded soldier to a jeep and took him to a landing craft for medical evacuation. The Board accepts the veteran's statements regarding this event to be credible. The Board also accepts as credible his statements regarding being assigned duty burning and burying enemy dead, as this is consistent with the conditions under which he served. Based on letters sent by the veteran to a fellow serviceman, the Board also accepts as credible the veteran's testimony regarding his presence when an ammunition ship exploded in a harbor in Korea shortly after W.W. II ended. The Board notes that the veteran was diagnosed with PTSD in May 1984 by VA. The report of a January 1992 VA examination shows a diagnosis of PTSD which has evolved into major depressive disorder. Although current records do not contain a diagnosis of PTSD, private records from March 1996 show the veteran exhibiting some symptoms of PTSD and depression partly related to his wartime experiences. The Board concludes that the claim is well grounded and warrants further investigation in the form of a new VA examination and a professional medical opinion regarding the veteran's current psychiatric diagnosis. ORDER The claim of entitlement to service connection for PTSD is well grounded. To this extent only, the appeal is granted. REMAND Because the claim of entitlement to service connection for PTSD is well grounded, VA has a duty to assist the appellant in developing facts pertinent to the claim. 38 U.S.C.A. § 5107(a) (West 1991); 38 C.F.R. § 3.159 (1999); Murphy v. Derwinski, 1 Vet. App. 78 (1990). As discussed above, the Board finds that the veteran has presented credible testimony regarding several stressors. The medical evidence of record shows some inconsistencies regarding the nature and origins of the veteran's psychiatric disability. The Board concludes that a new examination and opinion would be helpful. Therefore, this claim is REMANDED to the RO for the following: 1. The veteran should be afforded a VA PTSD examination. The physician should be asked to review this remand and the claims folder prior to rendering an opinion. The examiner should be asked to provide an expert opinion regarding the question of whether the veteran currently suffers from PTSD, and whether such disability is related to the stressors which the Board has determined to be credible. The physician should also be asked to render an opinion regarding the likelihood that the veteran's depression may be in some way related to either PTSD or to his wartime experiences. 2. The examiner should be informed that his opinion will be most helpful to the Board if phrased in one of the following manners: The veteran's claimed psychiatric disorder is (1) definitely related to his service (2) more likely than not related to his service (3) as likely as not related to his service (4) more likely than not unrelated to his service (5) definitely unrelated to his service. Upon completion of the above described items, the RO should review the veteran's claim for service connection for PTSD. If the decision remains adverse the RO should provide the veteran and his representative a supplemental statement of the case and adequate time to respond. The claim should then be returned to the Board for further appellate review. The appellant has the right to submit additional evidence and argument on the matter or matters the Board has remanded to the regional office. Kutscherousky v. West, 12 Vet. App. 369 (1999). M. W. GREENSTREET Member, Board of Veterans' Appeals